9AT: EPOCH CAPITAL, US

other names

EPOCH CAPITAL, US
EPOCH CAPITAL, US, LLC

Adviser Profile

As of Date	09/29/2025
ADV Location	NEW YORK, NY, United States
Adviser Type - Large advisory firm
Number of Employees	18 13%
of those in investment advisory functions	5
Registration	SEC, Approved, 07/14/2021

AUM^*	366,074,037 165%
of that, discretionary	366,074,037 165%
Private Fund GAV^*	366,045,111 10%
Avg Account Size	61,012,340 32%
SMA’s	No
Private Funds	7 4
Contact Info	347 xxxxxxx

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeHedge Fund	Count7	GAV$366,045,111

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser SAPPHIRE STAR CAPITAL LLC	Hedge Fund27.2m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV27.2m	AUM142.2m	#Funds2
Adviser AWH CAPITAL, L.P.	Hedge Fund126.1m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV126.1m	AUM126.1m	#Funds1
Adviser ISLET MANAGEMENT, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund6.7m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV6.7m	AUM108.8m	#Funds3
Adviser CALIGAN PARTNERS	Hedge Fund283.3m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV283.3m	AUM419.0m	#Funds6
Adviser GLOBAL VALUE INVESTMENT CORPORATION	Hedge Fund347.7k	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV347.7k	AUM225.6m	#Funds1
Adviser YARRA SQUARE PARTNERS LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM145.9m	#Funds-
Adviser VESPERMARE CAPITAL LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM119.9m	#Funds-
Adviser BRS FINANCIAL LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM72.6m	#Funds-
Adviser MORGENS, WATERFALL, VINTIADIS & COMPANY, INC.	Hedge Fund193.6m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV193.6m	AUM193.6m	#Funds3
Adviser INTERACTIVE ADVISERS, INTERACTIVE ADVISORS	Hedge Fund45.7m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV45.7m	AUM195.8m	#Funds1

Brochure Summary

Overview

For purposes of this brochure, “Epoch” means Epoch Capital US LLC, a Delaware limited liability company formed in 2021. Epoch is an investment adviser ultimately owned by Michael Humphreys, its sole Member. Epoch provides investment advisory services to multiple pooled investment vehicles (the “Funds”), and intends to provide investment advisory services to other pooled investment vehicles in the future (together with the Funds, “Clients”). The Adviser provides discretionary investment advisory services, which includes giving advice to Clients and making investments for Clients based on the needs of such Clients. These services include: (i) development and implementation of investment strategies, including asset allocation strategies, (ii) identification and sourcing of investment opportunities, (iii) analysis and assessment of investment opportunities, (iv) execution of investments, (v) monitoring of investments

and (vi) disposition of investments. In furtherance of each Client’s investment objectives and strategies, Epoch’s Clients will have exposure to trading strategies pursued by affiliated investment managers that are under common control with Epoch (each, a “Related Manager”). Related Managers generally pursue systematic trading strategies in instruments listed on derivatives exchanges in jurisdictions around the world. Epoch generally tailors its advisory services and investment strategies to the needs and goals of each Client, facto ring in such Client’s risk profile, desired asset allocation, liquidity needs, and any applicable investment restrictions, among other items. For purposes of this brochure, “Epoch Group” means Epoch, the Related Managers and their affiliates. The amount of client assets that Epoch manages on a discretionary basis and on a non-discretionary basis is approximately $138 million.

EPOCH CAPITAL, US

Adviser Profile

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Brochure Summary

Overview