Adviser Profile

As of Date 03/30/2026
Registration SEC, Approved, 09/15/2009
ADV Location CARMEL, CA, United States
Contact Info (83 xxxxxxx
Websites
AUM* 187,362,358 17%
of that, discretionary 167,145,477 18%
Number of Employees 5 25%
of those in investment advisory functions 4 33%
Private Fund GAV* 0 -100%
Avg Account Size 589,190 24%
% High Net Worth 42.45% -27%
SMA’s Yes
Private Funds 0 1

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

167M 143M 119M 96M 72M 48M 24M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

Brochure Summary