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Adviser Profile

As of Date 04/01/2024
Adviser Type - Large advisory firm
Number of Employees 15 114.29%
of those in investment advisory functions 1 -85.71%
Registration SEC, Approved, 07/02/2021
Other registrations (2)
Former registrations

AZTLAN EQUITY MANAGEMENT, LLC

AUM* 290,000,000 93.33%
of that, discretionary 290,000,000 93.33%
Private Fund GAV* 17,937,301
Avg Account Size 20,714,286 65.71%
% High Net Worth 44.44% -2.22%
SMA’s No
Private Funds 3
Contact Info 011 xxxxxxx
Websites

Client Types

- High net worth individuals
- Pooled investment vehicles
- Other investment advisers

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Recent News

Reported AUM

Discretionary
Non-discretionary
150M 129M 107M 86M 64M 43M 21M
2021 2022

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count2 GAV$6,010,578
Fund TypeOther Private Fund Count1 GAV$11,926,723

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Brochure Summary

Overview

Firm Description Founded in 2016, Aztlan Equity Management, LLC (hereinafter, “Aztlan” or the “Firm”), is an investment adviser with the SEC. The Firm serves as investment manager to affiliated private pooled investment vehicles (each a “Private Fund” and collectively the “Private Funds”). The Firm serves as the general partner to one or more Private Funds managed by Aztlan Equity Management, LLC. In addition, the Aztlan provides investment advisory services on a discretionary basis to certain clients including individuals, high net worth individuals and corporations (the “Clients”). Principal Owner Alejandro Garza is the sole owner of Aztlan, which is organized as a limited liability company. Types of Advisory Services Aztlan offers two types of advisory services: Investment Management for Private Pooled Investment Vehicles and Investment Management for Separately Managed Accounts: 1. Investment Management Services for Private Pooled Investment Vehicles Aztlan manages the Aztlan Private Funds for accredited investors. Aztlan’s investment management services provided to the Aztlan Private Funds are detailed in the respective Private Fund’s offering documents, which includes a Limited Partnership Agreement, Private Placement Memorandum, Subscription Agreement, and all amendments thereto (collectively the “Offering Documents”). Aztlan manages the Aztlan assets based on the investment objectives and restrictions specific to the respective Private Fund, which are outlined in the Private Fund’s Offering Documents. The Aztlan Private Funds are pooled investment vehicles, so Aztlan does not manage a Private Fund’s assets based on the individual needs and
objectives of any individual investor in any Aztlan Private Fund. Aztlan will maintain complete investment discretion over Private Fund assets and will utilize a qualified custodian to provide clearing and custody services and a third-party administrator to provide client statements and accounting controls. The Private Funds will be audited annually by an independent public certified accounting firm. 2. Investment Management Services for Separately Managed Accounts Aztlan also provides discretionary investment management services to Clients on a continuous basis and in accordance with the Client’s agreed upon investment plan. Each Client enters into an investment advisory agreement with Aztlan, which provides the Firm with a limited power of attorney to act on a discretionary basis with Client assets. The investment instruments Aztlan advises its clientele on include, but are not limited to, cash, cash equivalents, common and preferred stocks, mutual funds, stock options, corporate, government and municipal bonds, notes, bills and commercial paper, warrants and rights, convertible bonds, commodities and commodity futures contracts and other securities as Aztlan may select. The Firm’s discretionary authority can be subject to conditions or restrictions imposed by a Client, such as when a Client restricts or prohibits transactions in a particular security. Aztlan will not maintain possession or custody of the funds or securities of any Client receiving Investment Management Services. As of December 31, 2023, Aztlan, Equity Management, LLC provided management of client investment portfolios totaling $290,000,000 on a discretionary basis.