9AT: WATERWHEEL CAPITAL MANAGEMENT

other names

Adviser Profile

As of Date	03/29/2024
Adviser Type - Large advisory firm - Outside the United States
Number of Employees	2
of those in investment advisory functions	2
Registration	SEC, Approved, 09/13/2017

AUM^*	194,667,433 -16.52%
of that, discretionary	194,667,433 -16.52%
Private Fund GAV^*	91,879,873 -1.00%
Avg Account Size	24,333,429 -6.08%
SMA’s	Yes
Private Funds	2 1
Contact Info	(64 xxxxxxx
Websites

Client Types

- Pooled investment vehicles
- Pension and profit sharing plans

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeHedge Fund	Count1	GAV$55,860,574
Fund TypeOther Private Fund	Count1	GAV$36,019,299

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser WHETSTONE CAPITAL ADVISORS	Hedge Fund294.8m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund2.0m	Total Private Fund GAV296.8m	AUM296.8m	#Funds3
Adviser AZTLAN EQUITY MANAGEMENT, LLC	Hedge Fund6.0m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund11.9m	Total Private Fund GAV17.9m	AUM290.0m	#Funds3
Adviser FCCI CONSULTING, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM170.8m	#Funds-
Adviser ALTA FOX CAPITAL MANAGEMENT, LLC	Hedge Fund425.9m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund12.0m	Total Private Fund GAV437.9m	AUM437.9m	#Funds2
Adviser FIDELITY DIVERSIFYING SOLUTIONS LLC	Hedge Fund503.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund114.1m	Total Private Fund GAV617.5m	AUM2.6b	#Funds5
Adviser VALKYRIE FUNDS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM343.2m	#Funds-
Adviser QVIDTVM MANAGEMENT LLC	Hedge Fund378.6m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund58.7m	Total Private Fund GAV437.2m	AUM437.3m	#Funds3
Adviser ATOPAC PARTNERS, LP	Hedge Fund212.7m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund14.8m	Total Private Fund GAV227.5m	AUM-	#Funds3
Adviser BFI CONSULTING AG	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser GALENA ASSET MANAGEMENT (ASIA) PTE. LTD	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund81.0m	Total Private Fund GAV81.0m	AUM-	#Funds1

Brochure Summary

Overview

A. Waterwheel is a Delaware limited partnership and has its principal place of business in Athens, Greece. The Adviser was formed in 2017. The Adviser is owned by Waterwheel Capital GP, LLC, John Wollen, and Michael DeGregorio. Waterwheel Capital GP, LLC is solely owned by Mr. Wollen (the “Principal”). Waterwheel serves as the management company with discretionary trading authority to its sponsored private pooled investment vehicles (each a “Fund” and collectively the “Funds”), the securities of which are offered to Investors on a private placement basis, and separately managed accounts (“SMAs”). The Funds, collectively with the SMAs (referred to as “Clients”), are for sophisticated, qualified investors (“Investors” or “Limited Partners”) that contribute capital (“Capital Contributions”) to either of the Funds held in the respective Fund’s “Capital Account.” B. Waterwheel will pursue its investment strategy through managing the Funds and, when applicable, one or more SMAs. Waterwheel will have discretion with respect to investment decisions made for the Funds and SMAs. Waterwheel provides investment advisory services to the Funds based on the investment

objectives and strategies described in the respective Fund’s confidential offering memorandum and governing documents (referred to collectively as “Offering Documents”). The Funds’ investment objectives, generally speaking, are to achieve attractive absolute returns over the life of the Fund by investing in opportunities in Greece and benefiting from the recovery of the Greek economy. With respect to the SMAs, the Adviser provides advisory services in accordance with the investment objectives, strategies, terms, conditions and restrictions applicable to the investment management agreement between the Adviser and the relevant SMA. C. Waterwheel’s Clients will be the Funds and one or more SMAs. Waterwheel will follow the investment strategy described in the respective Fund’s Offering Documents. As stated in Item 4.B. above, Waterwheel will follow the investment objectives and strategy to the terms of the relevant SMA’s investment management agreement. D. The Adviser will not participate in wrap fee programs E. As of December 31, 2023, the Adviser had approximately $194M of discretionary regulatory assets under management. The Adviser does not manage any Clients on a non-discretionary basis.

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WATERWHEEL CAPITAL MANAGEMENT

Adviser Profile

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Compensation Arrangments

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Brochure Summary

Overview