Adviser Profile

As of Date 03/30/2026
Registration SEC, Approved, 06/21/2021
Other registrations (1)
Contact Info 185 xxxxxxx
Websites
AUM* 238,930,000 74%
of that, discretionary 238,930,000 74%
Number of Employees 2
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 944,387 -21%
% High Net Worth 100.00%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Publication of periodicals or newsletters
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)

Reported AUM

239M 205M 171M 137M 102M 68M 34M
2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees