| As of Date | 03/09/2026 |
| Registration | SEC, Approved, 05/04/2021 |
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| ADV Location | HAMBURG, NY, United States |
| Contact Info | 716 xxxxxxx |
| Websites |
| AUM* | 180,788,751 236% |
| of that, discretionary | 134,056,649 188% |
| Number of Employees | 5 67% |
| of those in investment advisory functions | 4 33% |
| Private Fund GAV* | 0 |
| Avg Account Size | 414,653 -5% |
| % High Net Worth | 30.73% 440% |
| SMA’s | Yes |
| Private Funds | 0 |
- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Corporations or other businesses not listed above
- Portfolio management for individuals and/or small businesses
- A percentage of assets under your management
- Hourly charges
No private funds
| Accounting Firm Name | Filing Date | Form ADV-E |
|---|---|---|
| Accounting Firm Name LUMSDEN MCCORMICK, CPA | Filing Date01/21/2026 | Form ADV-E View Report |
| Accounting Firm Name LUMSDEN & MC CORMICK LLP | Filing Date01/27/2025 | Form ADV-E View Report |
| Accounting Firm Name LUMSDEN MCCORMICK CPA | Filing Date07/26/2023 | Form ADV-E View Report |
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | #Funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Adviser CASTLE WEALTH PLANNING | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM236.4m | #Funds- | |
| Adviser ONE CHARLES PRIVATE WEALTH | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM1.1b | #Funds- | |
| Adviser PERIGON WEALTH MANAGEMENT, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM11.3b | #Funds- | |
| Adviser FOUNDATION WEALTH MANAGEMENT, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM660.6m | #Funds- | |
| Adviser FLOWER CITY CAPITAL LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund39.4m | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV39.4m | AUM444.6m | #Funds1 | |
| Adviser COLORADO CAPITAL MANAGEMENT | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM638.4m | #Funds- | |
| Adviser BFG WEALTH | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM182.4m | #Funds- | |
| Adviser COORDINATED FINANCIAL SERVICES, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM427.3m | #Funds- | |
| Adviser WEALTHPLANS, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM219.6m | #Funds- | |
| Adviser KOBO WEALTH CONSERVANCY | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM155.4m | #Funds- |