9AT: BRIDGEFRONT CAPITAL, LLC

Adviser Profile

As of Date	03/27/2026
Registration	SEC, Approved, 04/30/2021
Other registrations (2)	SEC, ERA - Withdrawn, 03/30/2021 Texas, ERA - Withdrawn, 11/27/2019
Former registrations	BRIDGEFRONT CAPITAL, LLC
ADV Location	AUSTIN, TX, United States
Contact Info	512 xxxxxxx
Websites

AUM^*	488,453,521 83%
of that, discretionary	488,453,521 83%
Number of Employees	7 -13%
of those in investment advisory functions	5 -17%
Private Fund GAV^*	0
Avg Account Size	162,817,840 83%
SMA’s	No
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- Performance-based fees

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser MEMPHIS CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund268.6m	Total Private Fund GAV268.6m	AUM268.6m	#Funds2
Adviser PRIVATE EQUITY INVESTORS, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund85.4m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV85.4m	AUM85.4m	#Funds2
Adviser CMR CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund3.6m	Real Estate Fund177.8m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV181.4m	AUM275.1m	#Funds10
Adviser WINCOVE	Hedge Fund-	Liquidity Fund-	Private Equity Fund488.7m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV488.7m	AUM488.8m	#Funds15
Adviser FALCONS I, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.7b	#Funds-
Adviser OC INVESTMENT MANAGEMENT LP	Hedge Fund45.2b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV45.2b	AUM75.9b	#Funds3
Adviser XANTHOS CAPITAL MANAGEMENT LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM300.0m	#Funds-
Adviser NVERSES CAPITAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM134.4m	#Funds-
Adviser COVE CAPITAL MANAGEMENT INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM247.5m	#Funds-
Adviser EPFC CAPITAL PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.0b	#Funds-

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker03027X100	Stock NameAMERICAN TOWER CORP	$ Position$3,250,954	% Position1.00%	$ Change75.00%	# Change84.00%
Stck Ticker013091103	Stock NameALBERTSONS COMPANIES INC	$ Position$1,915,199	% Position1.00%	$ Change90.00%	# Change140.00%
Stck Ticker88579Y101	Stock Name3M CO	$ Position$2,157,289	% Position1.00%	$ Change	# Change
Stck Ticker12504L109	Stock NameCBRE GROUP INC	$ Position$2,218,344	% Position1.00%	$ Change-17.00%	# Change-17.00%
Stck Ticker28035Q102	Stock NameEDGEWELL PERSONAL CARE CO	$ Position$2,400,398	% Position1.00%	$ Change307.00%	# Change223.00%
Stck Ticker21036P108	Stock NameCONSTELLATION BRANDS INC	$ Position$4,277,018	% Position1.00%	$ Change23.00%	# Change33.00%
Stck Ticker008492100	Stock NameAGREE RLTY CORP	$ Position$3,144,195	% Position1.00%	$ Change15.00%	# Change14.00%
Stck Ticker12572Q105	Stock NameCME GROUP INC	$ Position$2,253,349	% Position1.00%	$ Change	# Change
Stck Ticker191216100	Stock NameCOCA COLA CO	$ Position$3,916,076	% Position1.00%	$ Change	# Change
Stck Ticker194162103	Stock NameCOLGATE PALMOLIVE CO	$ Position$5,530,779	% Position1.00%	$ Change	# Change

Brochure Summary

Overview

A. The Adviser is a Delaware limited liability company and has its principal place of business located in Austin, Texas. The Adviser provides sub-advisory services to sub- advised accounts (referred to herein as the “Managed Accounts” or “Clients”).1 The Adviser was formed by its founder, Brian Huber (the “Principal”). B. The Adviser’s principal investment strategy is to generate absolute returns for its Clients through an investment program utilizing proprietary quantitative models to systematically select investment positions and manage risk exposure. Currently the Adviser implements this program in equities, exchange traded funds and exchange traded notes. C. While each of its Clients will follow the general strategy stated above, the Adviser may tailor the specific advisory services with respect to each Client based on the particular investment objectives and strategies described in the applicable Client’s (i) confidential offering memorandum or separate account agreement

(as applicable) and (ii) governing documents (referred to collectively as “Offering Documents”). All discussion of the Clients in this Brochure, including but not limited to their investments, the strategies used in managing the Clients, and conflicts of interest faced by the Adviser in connection with the management of the Clients are qualified in their entirety by reference to each Client’s respective Offering Documents. D. The Adviser does not participate in wrap fee programs. E. As of December 31, 2023, the Adviser manages $266,523,733.51 in discretionary assets and $0 in non-discretionary assets. 1 As a registered investment Adviser, the Adviser owes a fiduciary duty to all of its clients. In 2006, the decision by the Court of Appeals for the D.C. Circuit in Goldstein v. SEC, 451 F.3d 873 (D.C. Cir. June 23, 2006), with respect to private funds, clarified that the “client” of an investment Adviser to a private fund is the fund itself and not an investor in the fund.

BRIDGEFRONT CAPITAL, LLC

BRIDGEFRONT CAPITAL, LLC

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Compensation Arrangments

Reported AUM

Private Funds

Employees

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Overview

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BRIDGEFRONT CAPITAL, LLC BRIDGEFRONT CAPITAL, LLC

Related Companies

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Top Holdings

Brochure Summary

Overview

BRIDGEFRONT CAPITAL, LLC

BRIDGEFRONT CAPITAL, LLC