Adviser Profile

As of Date 09/02/2026
Registration SEC, Approved, 04/26/2021
ADV Location DELAFIELD, WI, United States
Contact Info 262 xxxxxxx
Websites
AUM* 274,702,787 32%
of that, discretionary 238,740,317 28%
Number of Employees 2 -60%
of those in investment advisory functions 2 -33%
Private Fund GAV* 0
Avg Account Size 413,709 28%
% High Net Worth 47.32% 3%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

239M 205M 171M 136M 102M 68M 34M
2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker26922A222 Stock NameETF SER SOLUTIONS $ Position$14,483,738 % Position10.00% $ Change14.00% # Change4.00%
Stck Ticker26922A388 Stock NameETF SER SOLUTIONS $ Position$9,345,817 % Position6.00% $ Change13.00% # Change8.00%
Stck Ticker14020V108 Stock NameCAPITAL GROUP CORE EQUITY ET $ Position$5,574,800 % Position4.00% $ Change17.00% # Change1.00%
Stck Ticker78464A854 Stock NameSPDR SERIES TRUST $ Position$5,961,711 % Position4.00% $ Change22.00% # Change6.00%
Stck Ticker921909768 Stock NameVANGUARD STAR FDS $ Position$4,314,201 % Position3.00% $ Change18.00% # Change6.00%
Stck Ticker921943858 Stock NameVANGUARD TAX-MANAGED FDS $ Position$4,329,700 % Position3.00% $ Change17.00% # Change5.00%
Stck Ticker74348A467 Stock NamePROSHARES TR $ Position$3,632,221 % Position3.00% $ Change25.00% # Change135.00%
Stck Ticker26922A446 Stock NameETF SER SOLUTIONS $ Position$3,640,950 % Position3.00% $ Change13.00% # Change6.00%
Stck Ticker33738R605 Stock NameFIRST TR EXCHANGE TRADED FD $ Position$3,824,157 % Position3.00% $ Change31.00% # Change4.00%
Stck Ticker26922B642 Stock NameETF SER SOLUTIONS $ Position$2,760,952 % Position2.00% $ Change4.00% # Change5.00%

Brochure Summary