Adviser Profile

As of Date 01/15/2026
Registration SEC, Approved, 12/24/2020
ADV Location ST. PAUL, MN, United States
Contact Info 612 xxxxxxx
AUM* 224,115,580 30%
of that, discretionary 224,115,580 30%
Number of Employees 4
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 2,114,298 20%
% High Net Worth 51.43% -13%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

224M 192M 160M 128M 96M 64M 32M
2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name ASSURANCE DIMENSIONS CERTIFIED PUBLIC ACCOUNTANTS & ASSOCIATES Filing Date01/09/2026 Form ADV-E View Report
Accounting Firm Name ASSURANCE DIMENSIONS CERTIFIED PUBLIC ACCOUNTANTS & ASSOCIATES Filing Date08/23/2024 Form ADV-E View Report
Accounting Firm Name ASSURANCE DIMENSIONS CERTIFIED PUBLIC ACCOUNTANTS &ASSOCIATES Filing Date10/11/2023 Form ADV-E View Report