9AT: HH CAPITAL MANAGEMENT, INC.

HH CAPITAL MANAGEMENT, INC.

HH CAPITAL MANAGEMENT, INC.

HIDDEN HARBOR CAPITAL MANAGEMENT, INC.

Adviser Profile

As of Date	03/25/2026
Registration	SEC, Approved, 12/04/2020
ADV Location	HERMOSA BEACH, CA, United States
Contact Info	917 xxxxxxx

AUM^*	851,400,000 3%
of that, discretionary	0
Number of Employees	1
of those in investment advisory functions	1
Private Fund GAV^*	0
Avg Account Size	851,400,000 3%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Other

Advisory Activities

- Financial planning services
- Portfolio management for businesses

Compensation Arrangments

- Fixed fees (other than subscription fees)

Reported AUM

851M 730M 608M 487M 365M 243M 122M

2020 2021 2022 2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

HH Capital Management, Inc., a California corporation (“HHCM”), commenced operations in 2020 with its office headquarters in Manhattan Beach, California. HHCM is owned and controlled by John Farrace (the “Principal”). This Brochure describes the business practices of HHCM. HHCM provides investment advisory services to investors who have established a relationship with HHCM, which shall typically take the form of managed or separate accounts (each, a “Client”). The types of services HHCM provides to Clients may vary significantly based on the nature of the investments and particular instructions or mandate of the Client, but may include one or more of the following:  Advice regarding structuring and negotiating transactions.  Advice regarding identifying, structuring, negotiating, and obtaining bank, institutional and other sources of financing for investments.

 Management advice and financial planning advice, including advice on utilization, management, and disposition of assets.  Advice on the performance of investments, including financial forecasting, strategic planning, budgeting, and analysis.  Providing other advice with respect to the business plan for Client investments. HHCM has performed these services for a wide variety of investments, including real estate related investments, operating company investments, private and public pooled investment vehicles, loans, and public and private securities. As of December 31, 2023, HHCM had approximately $825 million of regulatory assets under management. HHCM does not currently manage any assets on a discretionary basis and does not offer or participate in any wrap fee projects. Clients may impose restrictions on investing in certain securities or types of securities.

HH CAPITAL MANAGEMENT, INC.

HH CAPITAL MANAGEMENT, INC.

HIDDEN HARBOR CAPITAL MANAGEMENT, INC.

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Brochure Summary

Overview

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HH CAPITAL MANAGEMENT, INC. HH CAPITAL MANAGEMENT, INC. HIDDEN HARBOR CAPITAL MANAGEMENT, INC.

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Brochure Summary

Overview

HH CAPITAL MANAGEMENT, INC.

HH CAPITAL MANAGEMENT, INC.

HIDDEN HARBOR CAPITAL MANAGEMENT, INC.