Adviser Profile

As of Date 02/10/2026
Registration SEC, Approved, 07/31/2020
Other registrations (3)
ADV Location CHARLOTTE, NC, United States
Contact Info 704 xxxxxxx
Websites
AUM* 485,905,211 57%
of that, discretionary 481,598,034 57%
Number of Employees 13
of those in investment advisory functions 9 29%
Private Fund GAV* 0
Avg Account Size 381,701 28%
% High Net Worth 30.46% 24%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

482M 413M 344M 275M 206M 138M 69M
2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker808524201 Stock NameSCHWAB STRATEGIC TR $ Position$20,160,700 % Position5.00% $ Change14.00% # Change-1.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$13,691,769 % Position3.00% $ Change15.00% # Change0.00%
Stck Ticker46138J577 Stock NameINVESCO EXCH TRD SLF IDX FD $ Position$11,296,091 % Position3.00% $ Change2.00% # Change2.00%
Stck Ticker46138J643 Stock NameINVESCO EXCH TRD SLF IDX FD $ Position$13,019,050 % Position3.00% $ Change2.00% # Change3.00%
Stck Ticker46435U515 Stock NameISHARES TR $ Position$12,950,679 % Position3.00% $ Change2.00% # Change3.00%
Stck Ticker46436E528 Stock NameISHARES TR $ Position$9,721,329 % Position2.00% $ Change-1.00% # Change0.00%
Stck Ticker46435UAA9 Stock NameISHARES TR $ Position$9,849,158 % Position2.00% $ Change2.00% # Change2.00%
Stck Ticker46138J429 Stock NameINVESCO EXCH TRD SLF IDX FD $ Position$9,613,052 % Position2.00% $ Change2.00% # Change3.00%
Stck Ticker46139W858 Stock NameINVESCO EXCH TRD SLF IDX FD $ Position$9,557,216 % Position2.00% $ Change2.00% # Change3.00%
Stck Ticker46138J791 Stock NameINVESCO EXCH TRD SLF IDX FD $ Position$7,090,920 % Position2.00% $ Change1.00% # Change1.00%

Brochure Summary