Adviser Profile

As of Date 02/04/2026
Registration SEC, Approved, 05/14/2020
Other registrations (2)
ADV Location GLOUCESTER, MA, United States
Contact Info 617 xxxxxxx
Websites
AUM* 202,609,112 19%
of that, discretionary 202,609,112 19%
Number of Employees 2
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 900,485 17%
% High Net Worth 69.90% 4%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

203M 174M 145M 116M 87M 58M 29M
2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name ASHLAND PARTNERS & COMPANY LLP Filing Date11/06/2025 Form ADV-E View Report
Accounting Firm Name ASHLAND PARTNERS & COMPANY LLP Filing Date08/26/2024 Form ADV-E View Report
Accounting Firm Name ASHLAND PARTNERS & COMPANY LLP Filing Date07/03/2023 Form ADV-E View Report

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker78462F103 Stock NameSTATE STR SPDR S&P 500 ETF T (PUT) $ Position$69,225,579 % Position36.00% $ Change121.00% # Change92.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$26,344,039 % Position14.00% $ Change11.00% # Change-3.00%
Stck Ticker037833100 Stock NameAPPLE INC (PUT) $ Position$17,650,960 % Position9.00% $ Change17.00% # Change3.00%
Stck Ticker78462F103 Stock NameSTATE STR SPDR S&P 500 ETF T $ Position$12,589,972 % Position7.00% $ Change13.00% # Change-1.00%
Stck Ticker02079K107 Stock NameALPHABET INC $ Position$8,045,358 % Position4.00% $ Change22.00% # Change-1.00%
Stck Ticker084670702 Stock NameBERKSHIRE HATHAWAY INC DEL $ Position$7,297,678 % Position4.00% $ Change5.00% # Change1.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$4,817,613 % Position3.00% $ Change1.00% # Change0.00%
Stck Ticker060505104 Stock NameBANK OF AMER CORP $ Position$4,726,804 % Position2.00% $ Change17.00% # Change0.00%
Stck Ticker46625H100 Stock NameJPMORGAN CHASE & CO $ Position$3,219,496 % Position2.00% $ Change14.00% # Change2.00%
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$3,575,993 % Position2.00% $ Change23.00% # Change-1.00%