Adviser Profile
| As of Date | 06/12/2020 |
| Registration status | Registration Changed to GRAGG & GRAGG, L.L.P. |
| ADV Location | SHELBY, NC, United States |
| AUM* | 109,323,942 |
| of that, discretionary | 109,323,942 |
| Number of Employees | 8 |
| of those in investment advisory functions | 3 |
| Private Fund GAV* | 0 |
| Avg Account Size | 662,569 |
| % High Net Worth | 21.85% |
| SMA’s | Yes |
| Private Funds | 0 |
Adviser Type
- Large advisory firm
Client Types
- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
Advisory Activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops
Compensation Arrangments
- A percentage of assets under your management
- Hourly charges
Reported AUM
109M
94M
78M
62M
47M
31M
16M
2020
Private Funds
No private funds
Employees
Form ADV-E Surprise Examination Reports
| Accounting Firm Name | Filing Date | Form ADV-E |
|---|---|---|
| Accounting Firm Name ASSURANCE DIMENSIONS AND ASSOCIATES | Filing Date09/18/2024 | Form ADV-E View Report |
| Accounting Firm Name ASSURANCE DIMENSIONS AND ASSOCIATES | Filing Date10/27/2023 | Form ADV-E View Report |
| Accounting Firm Name ASSURANCE DIMENSIONS AND ASSOCIATES | Filing Date12/14/2022 | Form ADV-E View Report |