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Adviser Profile

Registration status Registration Changed to HORTON CAPITAL MANAGEMENT, LLC
As of Date 03/29/2021
Adviser Type
Number of Employees 3
of those in investment advisory functions 3
AUM* 87,352,370 -20.81%
of that, discretionary 87,352,370 -20.81%
Private Fund GAV* 0
Avg Account Size 17,470,474 -4.97%
SMA’s Yes
Private Funds 0 3

Client Types

- High net worth individuals
- Pooled investment vehicles
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

Discretionary
Non-discretionary
110M 95M 79M 63M 47M 32M 16M
2020 2021

Private Funds



Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker759910102 Stock NameREPRO MED SYS INC $ Position$32,373 % Position72.18% $ Change5.31% # Change0.05%
Stck TickerM96088105 Stock NameUROGEN PHARMA LTD $ Position$6,702 % Position14.94% $ Change-41.81% # Change2.92%
Stck Ticker976524108 Stock NameWIRELESS TELECOM GROUP INC $ Position$3,332 % Position7.43% $ Change3.19% # Change-2.90%
Stck Ticker786449207 Stock NameSAFEGUARD SCIENTIFICS INC $ Position$1,304 % Position2.91% $ Change-17.21% # Change0.00%
Stck Ticker23258P105 Stock NameCYNERGISTEK INC $ Position$1,140 % Position2.54% $ Change-15.49% # Change5.66%