Adviser Profile

As of Date 02/04/2026
Registration SEC, Approved, 11/14/2019
Contact Info 860 xxxxxxx
Websites
AUM* 43,428,492 12%
of that, discretionary 43,428,492 12%
Number of Employees 5 25%
of those in investment advisory functions 4 33%
Private Fund GAV* 0
Avg Account Size 21,714,246 180%
SMA’s Yes
Private Funds 0

Adviser Type

- Mid-sized advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Individuals (other than high net worth individuals)
- Investment companies

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

55M 47M 39M 31M 23M 16M 8M
2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary