Adviser Profile

As of Date 08/31/2026
Registration SEC, Approved, 09/13/2019
ADV Location WEST HENRIETTA, NY, United States
Contact Info 585 xxxxxxx
Websites
AUM* 510,210,472 21%
of that, discretionary 510,210,472 21%
Number of Employees 9 -18%
of those in investment advisory functions 9 -18%
Private Fund GAV* 0
Avg Account Size 321,899 11%
% High Net Worth 16.35% -32%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

510M 437M 364M 292M 219M 146M 73M
2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker33738R597 Stock NameFIRST TR EXCHANGE TRADED FD $ Position$50,684,647 % Position21.00% $ Change20.00% # Change5.00%
Stck Ticker33738R506 Stock NameFIRST TR EXCHANGE TRADED FD $ Position$42,417,069 % Position18.00% $ Change16.00% # Change-3.00%
Stck Ticker46641Q332 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$36,319,716 % Position15.00% $ Change29.00% # Change30.00%
Stck Ticker41151J505 Stock NameHARBOR ETF TRUST $ Position$34,235,999 % Position14.00% $ Change13.00% # Change19.00%
Stck Ticker46436E858 Stock NameISHARES TR $ Position$20,539,609 % Position9.00% $ Change2.00% # Change2.00%
Stck Ticker46436E833 Stock NameISHARES TR $ Position$20,430,016 % Position9.00% $ Change2.00% # Change2.00%
Stck Ticker46434G103 Stock NameISHARES INC $ Position$14,591,148 % Position6.00% $ Change # Change
Stck Ticker628778102 Stock NameNBT BANCORP INC $ Position$1,717,138 % Position1.00% $ Change16.00% # Change0.00%
Stck Ticker681919106 Stock NameOMNICOM GROUP INC $ Position$288,917 % Position0.00% $ Change-8.00% # Change-4.00%
Stck Ticker74144T108 Stock NamePRICE T ROWE GROUP INC $ Position$347,437 % Position0.00% $ Change21.00% # Change-4.00%

Brochure Summary