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Adviser Profile

Registration status Terminated
As of Date 08/12/2019
Adviser Type - Adviser relying on rule 203A-2(c) because you expect to be eligible for SEC registration within 120 days
Number of Employees 9
of those in investment advisory functions 5
AUM* 48,600,000
of that, discretionary 48,600,000
Private Fund GAV* 0
Avg Account Size 24,300,000
SMA’s No
Private Funds 0

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

49M 42M 35M 28M 21M 14M 7M
2019
Discretionary
Non-discretionary

Private Funds

No private funds

Employees