Adviser Profile

As of Date 05/15/2026
Registration SEC, Approved, 07/01/1976
ADV Location LONG BEACH, CA, United States
Contact Info 562 xxxxxxx
Websites
AUM* 169,706,684 -8%
of that, discretionary 169,706,684 -8%
Number of Employees 2 -33%
of those in investment advisory functions 2 -33%
Private Fund GAV* 0
Avg Account Size 398,372 1%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Publication of periodicals or newsletters

Compensation Arrangments

- A percentage of assets under your management
- Subscription fees (for a newsletter or periodical)

Reported AUM

235M 202M 168M 134M 101M 67M 34M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker824348106 Stock NameSPDR S&P 500 $ Position$62,417,625 % Position39.00% $ Change12.00% # Change-2.00%
Stck Ticker73935a104 Stock NameInvesco QQQ TRUST $ Position$38,350,945 % Position24.00% $ Change25.00% # Change-2.00%
Stck Ticker78467x109 Stock NameSPDR Dow Jones Ind $ Position$31,067,268 % Position19.00% $ Change11.00% # Change-2.00%
Stck Ticker464287622 Stock NameIshares Russell $ Position$15,923,790 % Position10.00% $ Change14.00% # Change-1.00%
Stck Ticker78464a821 Stock NameSPDR S&P Mid-Cap 4 $ Position$3,645,411 % Position2.00% $ Change14.00% # Change0.00%
Stck Ticker464287655 Stock NameiShares Russell 20 $ Position$1,491,734 % Position1.00% $ Change21.00% # Change0.00%
Stck Ticker78464a888 Stock NameSPDR S&P Homebuild $ Position$1,130,709 % Position1.00% $ Change16.00% # Change-1.00%
Stck Ticker81369y704 Stock NameSPDR Industrial Se $ Position$906,505 % Position1.00% $ Change13.00% # Change-1.00%
Stck Ticker023135106 Stock NameAmazon Com Inc $ Position$870,624 % Position1.00% $ Change10.00% # Change-4.00%
Stck Ticker020002101 Stock NameAllstate Corporati $ Position$563,493 % Position0.00% $ Change13.00% # Change-2.00%