OPTIMA ASSET MANAGEMENT LLC other names

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Adviser Profile

As of Date:

04/04/2024

Adviser Type:

- Large advisory firm

Number of Employees:

20 -9.09%

of those in investment advisory functions:

10 -9.09%

Registration:

SEC, Approved, 5/10/2019

AUM:

812,753,000 -14.35%

of that, discretionary:

487,691,000 -28.53%

GAV:

477,551,000 -80.58%

Avg Account Size:

27,091,767 -31.48%

% High Net Worth:

16.67% 33.33%

SMA’s:

YES

Private Funds:

17 2

Contact Info

212 xxxxxxx

Websites :
Client Types:

+

Advisory Activities:

+

Compensation Arrangments:

+

Reported AUM

Discretionary
Non-discretionary
749M 642M 535M 428M 321M 214M 107M
2019 2020 2021 2022 2023

Recent News

Columbus-based CREC adds senior talent to multifamily platform - REJournals
07/31/2023

Most recently, as Director of Business Development at Optima Asset Management LLC, a $1.8 billion hedge fund, he was responsible for fundraising ...

rejournals.com

Optima Fund Management hiring Research Analyst - Hedge Fund Allocations in New York, New ...
07/27/2021

Posted 9:52:44 PM. Junior Research Analyst - Hedge Fund Allocations Optima Asset Management is a multi-billion dollar,…See this and similar jobs ...

linkedin.com

Investing in the Age of Asia and beyond: Three key hedge fund strategies for 2021
02/10/2021

If you already have an account please use the link below to sign in. If you have any problems with your access or would like to request an individual access account please contact our customer service team.

investmentweek.co.uk

Investing in the Age of Asia and beyond: Three key hedge fund strategies for 2021
02/09/2021

If you already have an account please use the link below to sign in. If you have any problems with your access or would like to request an individual access account please contact our customer service team.

investmentweek.co.uk

Optima focuses on three key strategies for 2021
02/06/2021

Opalesque Industry Update - Dixon Boardman, CEO and Founder, Optima Asset Management and Vice Chairman, Forbes Family Trust, is highlighting three strategies that not only stood out last year but also promise significant opportunity going forward. amp;quot;These were not 'flashes in the pan'. Rathe...Article Link

opalesque.com

Hedge Fund and Insider Trading News: Citadel LLC, York Capital Management, Optima Asset Management, Lone Pine Capital, Multiplan Corp (MPLN), Ecolab Inc. (ECL), and More
12/07/2020

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Private Funds Structure

Fund Type Count GAV
Hedge Fund 15 $409,431,000
Other Private Fund 2 $68,120,000

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Private Funds



Employees




Brochure Summary

Overview

A. Optima Asset Management LLC (“Optima”) is a SEC-registered investment adviser. Optima is wholly owned by FWM Holdings, Inc, which also owns the registered investments advisers FFT Wealth Management LLC (“FFT”) and LGL Partners, LLC (“LGL”). 100% of the equity interests in FWM Holdings, Inc. are owned by Stanhope Capital (Switzerland) SA, a Swiss societe anonyme, which is a wholly-owned subsidiary of Stanhope Capital Group SA, a Swiss societe anonyme. B. Optima offers advice to thirteen commingled investment vehicles that it or its affiliates sponsor (each a “Client Pooled Fund”, collectively the “Client Pooled Funds”). The Client Pooled Funds may generally invest in other commingled investment vehicles that trade the following types of investments: exchange-listed securities; securities traded over the counter; foreign issuers; warrants; corporate debt securities (other than commercial paper); United States government securities; options contracts on securities and commodities; futures contracts; currencies; commodities; and futures. In addition, Optima offers advice to two sub-funds of an Irish collective asset- management vehicle (”ICAV Accounts”) that trade in exchange-listed securities and a 40 Act registered investment company that invests in fixed income related instruments. Optima also offers advice on a customized basis to segregated accounts (each a “Client Managed Account”, collectively the “Client Managed Accounts”) that in turn invest generally in other commingled investment vehicles. Two Client
Managed Accounts invest directly in exchange-listed securities. Investment advice given to Client Managed Accounts may be discretionary or non-discretionary depending on specific agreement between the client and Optima. C. Client Pooled Funds invest in different investment strategies and may have different investment restrictions and Optima customizes the investment portfolio of such Client Pooled Funds accordingly. With respect to Client Managed Accounts, Optima will work with the investor or sponsor to tailor the investment program to the investor’s investment objectives, risk tolerance and any investment restrictions such investor may want to impose. In each case, Optima monitors the investments of such Client Pooled Funds and Client Managed Accounts in light of their respective investment objectives, risk tolerance, and investment restrictions, if any. D. Optima does not participate in wrap fee programs. E. As of December 31, 2022, Optima had Regulatory Assets Under Management of $682,387,000 on a discretionary basis and $266,527,000 on a non-discretionary basis. In combination with all affiliated entities under Optima’s ultimate parent company Stanhope Capital Group SA’s umbrella, as of December 31, 2022, Optima and its affiliates had Assets Under Advisement of $24,282,000,000. Assets Under Advisement differs from Regulatory Assets Under Management (“RAUM”) included in Part 1A of Form ADV. Assets Under Advisement includes assets which cannot be included in the definition of RAUM. These assets include, but are not limited to, private equity holdings, physical assets such as artwork, and other non-traditional assets.