A. Description of the Advisory Firm Hoffman Capital Advisors LLC (hereinafter “HCA”) is a Limited Liability Company organized in the State of Pennsylvania. The firm was formed in January 2008, registered as an investment adviser in March 2017, and the principal owners is Josiah Hoffman as of October 2022. B. Types of Advisory Services Financial Planning Financial plans and financial planning may include, but are not limited to: investment planning; life insurance; tax concerns; retirement planning; college planning; and debt/credit planning. HCA provides portfolio management services on a wrap fee basis only. Clients who wish to receive portfolio management services by HCA will receive the Part 2A- Appendix I, the Wrap Fee Program Brochure. Written Acknowledgement of Fiduciary Status When we provide investment advice to you regarding your retirement plan account or individual retirement account, we are fiduciaries within the meaning of Title I of the Employee Retirement Income Security Act and/or the Internal Revenue Code, as applicable, which are laws governing retirement accounts. The way we make money creates some conflicts with your interests, so we operate under a special rule that requires us to act in your best interest and not put our interest ahead of yours. Under this special rule’s provisions, we must:
• Meet a professional standard of care when making investment recommendations (give prudent advice);
• Never put our financial interests ahead of yours when making recommendations (give loyal advice);
• Avoid misleading statements about conflicts of interest, fees, and investments;
• Follow policies and procedures designed to ensure that we give advice that is in your best interest;
• Charge no more than is reasonable for our services; and
• Give you basic information

about conflicts of interest. Services Limited to Specific Types of Investments HCA generally limits its investment advice to mutual funds, fixed income securities, insurance products including annuities, equities, ETFs (including ETFs in the gold and precious metal sectors), treasury inflation protected/inflation linked bonds, non-U.S. securities, venture capital funds and private placements. HCA may use other securities as well to help diversify a portfolio when applicable. C. Client Tailored Services and Client Imposed Restrictions HCA will tailor a program for each individual client. This will include an interview session to get to know the client’s specific needs and requirements as well as a plan that will be executed by HCA on behalf of the client. HCA may use model allocations together with a specific set of recommendations for each client based on their personal restrictions, needs, and targets. Clients may impose restrictions in investing in certain securities or types of securities in accordance with their values or beliefs. However, if the restrictions prevent HCA from properly servicing the client account, or if the restrictions would require HCA to deviate from its standard suite of services, HCA reserves the right to end the relationship. D. Wrap Fee Programs HCA participates in wrap fee programs, which are investment programs where the investor pays one stated fee that includes management fees, transaction costs, fund expenses, and other administrative fees. HCA manages the investments in the wrap fee program. Fees paid under the wrap fee program will be given to HCA as a management fee. E. Assets Under Management HCA has the following assets under management: Discretionary Amounts: Non-discretionary Amounts: Date Calculated: $ 147,000,000 $ 1,200,000 December 2022