Adviser Profile

As of Date 01/08/2026
Registration SEC, Approved, 03/25/2019
Other registrations (4)
ADV Location DAVENPORT, IA, United States
Contact Info 800 xxxxxxx
AUM* 530,000,000 37%
of that, discretionary 530,000,000 85%
Number of Employees 3 50%
of those in investment advisory functions 3 50%
Private Fund GAV* 0
Avg Account Size 495,327 23%
% High Net Worth 37.38% 21%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Banking or thrift institutions
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

530M 454M 379M 303M 227M 151M 76M
2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees