Adviser Profile
| As of Date | 03/25/2021 |
| Registration status | Terminated |
| ADV Location | SANTA ANA, CA, United States |
| Websites |
| AUM* | 218,297,445 |
| of that, discretionary | 218,297,445 |
| Number of Employees | 8 |
| of those in investment advisory functions | 5 |
| Private Fund GAV* | 0 |
| Avg Account Size | 189,330 |
| % High Net Worth | 23.68% |
| SMA’s | Yes |
| Private Funds | 0 |
Adviser Type
- Large advisory firm
Client Types
- Individuals (other than high net worth individuals)
- High net worth individuals
Advisory Activities
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
Compensation Arrangments
- A percentage of assets under your management
Reported AUM
218M
187M
156M
125M
94M
62M
31M
2019
2020
2021
Private Funds
No private funds