9AT: MOUNT STREET PORTFOLIO ADVISERS LLC

MOUNT STREET PORTFOLIO ADVISERS LLC

MOUNT STREET PORTFOLIO ADVISERS LLC

MOUNT STREET PORTFOLIO ADVISORS LLC

Adviser Profile

As of Date	06/26/2026
Registration status	Terminated
ADV Location	NEW YORK, NY, United States
Contact Info	917 xxxxxxx
Websites

AUM^*	18,622,508 -92%
of that, discretionary	18,622,508 -92%
Number of Employees	1
of those in investment advisory functions	1
Private Fund GAV^*	0
Avg Account Size	9,311,254 -76%
SMA’s	Yes
Private Funds	0

Adviser Type

- No longer eligible

Client Types

- Other

Advisory Activities

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

1B 1B 1B 853M 640M 427M 213M

2018 2019 2020 2021 2022 2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

Firm Information The Adviser, a Delaware company formed in 2014, operates in New York under the name “Mount Street Portfolio Advisers LLC”. The Adviser is majority owned and indirectly controlled by Ravindra Joseph and Paul Lloyd through intermediate entities. Advisory Services Offered The Firm is the investment manager with respect to certain legacy special purpose vehicles (the "SPVs”) formerly managed by Portigon AG. The Adviser undertakes its obligations as investment manager directly pursuant to an investment management agreement. The Adviser may also act for institutional clients on a consulting basis advising on, among other things, the identification of Asset-Backed Securities (“ABS”) or other securities for inclusion in a portfolio on a non-discretionary basis. In its capacity as investment manager, the Adviser advises various types of SPVs including the following: collateralized debt obligations ("CDOs") and a structured investment vehicle ("SIV"). All the underlying notes of the SIV matured in July 2022. Currently Mount Street is assisting in the unwind of the legal structure and ensuring any outstanding expenses are paid. The SIV only holds cash sufficient for the purpose of wind down the SIV. For each of the CDOs, the Adviser will perform certain of the following activities: monitoring the performance and credit quality of the related portfolio of debt securities ("Collateral"), making investment decisions regarding

the Collateral pursuant to the respective SPV’s governing documents, reviewing trustee reports and providing administrative services. The overall investment objective of each of the CDOs is to maximize a stream of net interest earnings by pursuing a strategy that is characterized as buy and hold to maturity. The current six CDO vehicles have passed their respective reinvestment periods and are no longer permitted to purchase additional assets.. The SPVs financed the purchase of their underlying assets with the proceeds from the sale of notes and other debt securities at the time of the respective deals’ inception. Hedging It is not anticipated that the SPVs will utilize any hedging instruments as substantially all the assets provide for LIBOR based interest as do the notes issued by the SPVs. Additionally, all the CDO assets are US dollar denominated as are the underlying notes issued by the CDOs except for two notes that are not anticipated to make any further payments. Client Account Management There are no traditional client accounts, the Adviser acts as the investment manager for various types of SPVs. Advisory services are limited to the strategies outlined in the below Section 8. Wrap Fee Programs The Adviser does not manage or place client assets into a wrap fee program. Investment management services are provided directly by the Adviser. Assets Under Management As of December 31, 2022, Mount Street managed $269,159,900,00 client assets on a discretionary basis.

MOUNT STREET PORTFOLIO ADVISERS LLC

MOUNT STREET PORTFOLIO ADVISERS LLC

MOUNT STREET PORTFOLIO ADVISORS LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Brochure Summary

Overview

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MOUNT STREET PORTFOLIO ADVISERS LLC MOUNT STREET PORTFOLIO ADVISERS LLC MOUNT STREET PORTFOLIO ADVISORS LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Brochure Summary

Overview

MOUNT STREET PORTFOLIO ADVISERS LLC

MOUNT STREET PORTFOLIO ADVISERS LLC

MOUNT STREET PORTFOLIO ADVISORS LLC