Overview
The Firm and its Principal Owners
PlusTick Management LLC (the “Firm,” or “PlusTick”) is a Delaware limited liability company,
which commenced operations in 2012. PlusTick’s primary office is located at 200 6th St. NE,
Charlottesville, VA 22902.
PlusTick is a registered investment adviser with the U.S. Securities and Exchange Commission
(“SEC”). PlusTick is owned and was co-founded by Thomas J. Hill and Adrian Keevil. Mr. Hill serves
as the Managing Partner and Chief Investment Officer of PlusTick. Mr. Keevil serves as the Director
of Research, as a Partner, and the Chief Compliance Officer of PlusTick.
Advisory Services
PlusTick currently provides investment management services and discretionary investment advice
to private funds (each, a “Fund” and collectively, the “Funds”) and provides investment
management services and discretionary advice to one or more separately managed account
clients (“SMAs”) through a sub-advisory agreement and may serve as investment adviser to
various advisory clients and/or sub-advisory clients including SMAs and other private investment
funds (collectively, “Clients”).
Types of Services
The investments of each Fund are managed in accordance with the investment objectives,
strategies and guidelines applicable to such Fund and are not tailored to any particular investor
in
the Fund (an “Investor”). PlusTick does not provide individualized investment advice to such
Investors with respect to their investment in the Fund; therefore, Investors should consider
whether a particular Fund meets their investment objectives, risk tolerance and financial
situation.
Advisory Services to SMAs
Investments for a SMA are managed in accordance with the Client’s investment objectives,
strategies, restrictions and guidelines as set forth in the documents governing PlusTick’s
relationship with such Client or as otherwise communicated to PlusTick by the Client. Depending
on the nature of the relationship, these services may be offered on a discretionary or non-
discretionary basis and may include the investment and reinvestment of securities, cash and cash
equivalents, futures and options held in a Client’s account. If a Client wishes to impose certain
restrictions on investing in certain securities or types of securities or is prohibited by applicable
law from investing in such securities or types of securities, PlusTick will address those requests on
a case-by-case basis.
Wrap Fee Programs
PlusTick does not participate in wrap fee programs.
Regulatory Assets Under Management
As of December 31, 2023, PlusTick manages approximately $149.5 million on a discretionary basis
and $0 on a non-discretionary basis.