9AT: PLUSTICK MANAGEMENT LLC

other names

PLUSTICK MANAGEMENT LLC

Adviser Profile

As of Date	03/26/2026
Registration	SEC, Approved, 12/06/2018
Other registrations (2)	SEC, ERA - Withdrawn, 11/05/2018 Virginia, ERA - Withdrawn, 11/05/2018
ADV Location	CHARLOTTESVILLE, VA, United States
Contact Info	434 xxxxxxx
Websites

AUM^*	280,836,615 88%
of that, discretionary	280,836,615 88%
Private Fund GAV^*	250,206,252 37%
Avg Account Size	93,612,205 88%
SMA’s	No
Private Funds	2

Adviser Type

- Large advisory firm

Number of Employees 4 33%

of those in investment advisory functions 4 33%

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

SEC Fund Type	Count	GAV
Fund TypeHedge Fund	Count2	GAV$250,206,252

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser ALVENTO CAPITAL PARTNERS LLP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM202.3m	#Funds-
Adviser URSA FUND MANAGEMENT LLC	Hedge Fund1.2b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.2b	AUM1.2b	#Funds1
Adviser OAKCLIFF PARTNERS LLC	Hedge Fund356.3m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV356.3m	AUM356.3m	#Funds2
Adviser KAH CAPITAL MANAGEMENT, LLC	Hedge Fund605.3m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV605.3m	AUM605.3m	#Funds8
Adviser WINEBRENNER CAPITAL MANAGEMENT LLC	Hedge Fund73.7m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV73.7m	AUM260.5m	#Funds4
Adviser METRONOME CAPITAL LLP	Hedge Fund127.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV127.4m	AUM250.4m	#Funds3
Adviser NIXON CAPITAL LLC	Hedge Fund20.3m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV20.3m	AUM389.9m	#Funds1
Adviser EMPERY ASSET MANAGEMENT, LP	Hedge Fund262.5m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV262.5m	AUM262.5m	#Funds6
Adviser SUGAR MAPLE ASSET MANAGEMENT, LLC	Hedge Fund10.0m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV10.0m	AUM291.5m	#Funds1
Adviser NVERSES CAPITAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM134.4m	#Funds-

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker278768106	Stock NameECHOSTAR CORP	$ Position$22,243,300	% Position11.00%	$ Change127.00%	# Change111.00%
Stck Ticker65345N106	Stock NameNEXTNAV INC	$ Position$19,704,600	% Position10.00%	$ Change143.00%	# Change152.00%
Stck Ticker278768106	Stock NameECHOSTAR CORP	$ Position$11,707,000	% Position6.00%	$ Change20.00%	# Change11.00%
Stck Ticker278768106	Stock NameECHOSTAR CORP	$ Position$11,707,000	% Position6.00%	$ Change20.00%	# Change11.00%
Stck Ticker03676C100	Stock NameANTERIX INC	$ Position$12,396,321	% Position6.00%	$ Change	# Change
Stck Ticker60770K107	Stock NameMODERNA INC	$ Position$11,176,000	% Position5.00%	$ Change192.00%	# Change69.00%
Stck TickerN97284108	Stock NameNEBIUS GROUP N.V.	$ Position$9,338,400	% Position5.00%	$ Change-17.00%	# Change-33.00%
Stck Ticker78574H104	Stock NameSABLE OFFSHORE CORP	$ Position$11,151,000	% Position5.00%	$ Change253.00%	# Change93.00%
Stck Ticker92333F101	Stock NameVENTURE GLOBAL INC	$ Position$10,638,000	% Position5.00%	$ Change	# Change
Stck Ticker65345N106	Stock NameNEXTNAV INC	$ Position$7,657,560	% Position4.00%	$ Change-6.00%	# Change-2.00%

Brochure Summary

Overview

The Firm and its Principal Owners PlusTick Management LLC (the “Firm,” or “PlusTick”) is a Delaware limited liability company, which commenced operations in 2012. PlusTick’s primary office is located at 200 6th St. NE, Charlottesville, VA 22902. PlusTick is a registered investment adviser with the U.S. Securities and Exchange Commission (“SEC”). PlusTick is owned and was co-founded by Thomas J. Hill and Adrian Keevil. Mr. Hill serves as the Managing Partner and Chief Investment Officer of PlusTick. Mr. Keevil serves as the Director of Research, as a Partner, and the Chief Compliance Officer of PlusTick. Advisory Services PlusTick currently provides investment management services and discretionary investment advice to private funds (each, a “Fund” and collectively, the “Funds”) and provides investment management services and discretionary advice to one or more separately managed account clients (“SMAs”) through a sub-advisory agreement and may serve as investment adviser to various advisory clients and/or sub-advisory clients including SMAs and other private investment funds (collectively, “Clients”). Types of Services The investments of each Fund are managed in accordance with the investment objectives, strategies and guidelines applicable to such Fund and are not tailored to any particular investor in

the Fund (an “Investor”). PlusTick does not provide individualized investment advice to such Investors with respect to their investment in the Fund; therefore, Investors should consider whether a particular Fund meets their investment objectives, risk tolerance and financial situation. Advisory Services to SMAs Investments for a SMA are managed in accordance with the Client’s investment objectives, strategies, restrictions and guidelines as set forth in the documents governing PlusTick’s relationship with such Client or as otherwise communicated to PlusTick by the Client. Depending on the nature of the relationship, these services may be offered on a discretionary or non- discretionary basis and may include the investment and reinvestment of securities, cash and cash equivalents, futures and options held in a Client’s account. If a Client wishes to impose certain restrictions on investing in certain securities or types of securities or is prohibited by applicable law from investing in such securities or types of securities, PlusTick will address those requests on a case-by-case basis. Wrap Fee Programs PlusTick does not participate in wrap fee programs. Regulatory Assets Under Management As of December 31, 2023, PlusTick manages approximately $149.5 million on a discretionary basis and $0 on a non-discretionary basis.

PLUSTICK MANAGEMENT LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

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Overview