Adviser Profile

As of Date:

03/26/2024

Adviser Type:

- Large advisory firm

Number of Employees:

3 -25.00%

of those in investment advisory functions:

Registration:

SEC, Approved, 12/6/2018

Other registrations (2)

AUM:

149,508,587 -23.92%

of that, discretionary:

149,508,587 -23.92%

GAV:

136,790,170 -24.31%

Avg Account Size:

49,836,196 -23.92%

SMA’s:

Private Funds:

Contact Info

434 xxxxxxx

Websites :

Client Types:

+

Advisory Activities:

+

Compensation Arrangments:

+

Reported AUM

Discretionary

Non-discretionary

197M 168M 140M 112M 84M 56M 28M

2018 2019 2020 2021 2022 2023

Recent News

Pie Radar GAV Count

Private Funds Structure

Fund Type	Count	GAV
Hedge Fund	1	$136,790,170

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SUGAR MAPLE ASSET MANAGEMENT, LLC	3.0m	-	-	-	-	-	-	3.0m	215.2m	1
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Private Funds

GAV Count

Employees

Top Holdings

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
65345N106	NEXTNAV INC	$14,476,000	14.00%	48.00%	0.00%
03674X106	ANTERO RESOURCES CORP	$13,340,000	13.00%	-1.00%	-23.00%
378973408	GLOBALSTAR INC	$12,017,250	11.00%	-24.00%	0.00%
185899101	CLEVELAND-CLIFFS INC NEW	$8,186,400	8.00%	11.00%	0.00%
878742204	TECK RESOURCES LTD	$7,782,600	7.00%	8.00%	0.00%
69608A108	PALANTIR TECHNOLOGIES INC	$6,327,750	6.00%	34.00%	0.00%
704551100	PEABODY ENERGY CORP	$5,094,600	5.00%	-19.00%	-19.00%
70614W100	PELOTON INTERACTIVE INC	$4,285,000	4.00%	-30.00%	0.00%
378973408	GLOBALSTAR INC	$4,116,000	4.00%	-74.00%	-66.00%
185899101	CLEVELAND-CLIFFS INC NEW	$3,865,800	4.00%	-47.00%	-53.00%

Brochure Summary

Overview

The Firm and its Principal Owners PlusTick Management LLC (the “Firm,” or “PlusTick”) is a Delaware limited liability company, which commenced operations in 2012. PlusTick’s primary office is located at 200 6th St. NE, Charlottesville, VA 22902. PlusTick is a registered investment adviser with the U.S. Securities and Exchange Commission (“SEC”). PlusTick is owned and was co‐founded by Thomas J. Hill and Adrian Keevil. Mr. Hill serves as the Managing Partner and Chief Investment Officer of PlusTick. Mr. Keevil serves as the Director of Research, as a Partner, and the Chief Compliance Officer of PlusTick. Advisory Services PlusTick currently provides investment management services and discretionary investment advice to private funds (each, a “Fund” and collectively, the “Funds”) and provides investment management services and discretionary advice to one or more separately managed account clients (“SMAs”) through a sub‐advisory agreement and may serve as investment adviser to various advisory clients and/or sub‐advisory clients including SMAs and other private investment funds (collectively, “Clients”). Types of Services The investments of each Fund are managed in accordance with the investment objectives, strategies and guidelines applicable to such Fund and are not tailored to any particular investor in the Fund

(an “Investor”). PlusTick does not provide individualized investment advice to such Investors with respect to their investment in the Fund; therefore, Investors should consider whether a particular Fund meets their investment objectives, risk tolerance and financial situation. Advisory Services to SMAs Investments for a SMA are managed in accordance with the Client’s investment objectives, strategies, restrictions and guidelines as set forth in the documents governing PlusTick’s relationship with such Client or as otherwise communicated to PlusTick by the Client. Depending on the nature of the relationship, these services may be offered on a discretionary or non‐ discretionary basis and may include the investment and reinvestment of securities, cash and cash equivalents, futures and options held in a Client’s account. If a Client wishes to impose certain restrictions on investing in certain securities or types of securities or is prohibited by applicable law from investing in such securities or types of securities, PlusTick will address those requests on a case‐by‐case basis. Wrap Fee Programs PlusTick does not participate in wrap fee programs. Regulatory Assets Under Management As of December 31, 2022, PlusTick manages approximately $196.5 million on a discretionary basis and $0 on a non‐discretionary basis.