Adviser Profile
| As of Date | 06/27/2019 |
| Registration status | Terminated |
| ADV Location | CHARLOTTE, NC, United States |
| AUM* | 71,081,073 |
| of that, discretionary | 71,081,073 |
| Number of Employees | 3 |
| of those in investment advisory functions | 2 |
| Private Fund GAV* | 0 |
| Avg Account Size | 483,545 |
| % High Net Worth | 11.56% |
| SMA’s | Yes |
| Private Funds | 0 |
Adviser Type
Client Types
- Individuals (other than high net worth individuals)
- High net worth individuals
Advisory Activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers
Compensation Arrangments
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
Reported AUM
71M
61M
51M
41M
30M
20M
10M
2018
2019
Private Funds
No private funds