Adviser Profile

As of Date 03/16/2026
Registration SEC, Approved, 10/16/2018
Other registrations (1)
ADV Location SACRAMENTO, CA, United States
Contact Info 916 xxxxxxx
Websites
AUM* 479,817,614 8%
of that, discretionary 479,422,153 8%
Number of Employees 2
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 4,704,094 13%
% High Net Worth 65.12% 65%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

737M 632M 526M 421M 316M 211M 105M
2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker303250104 Stock NameFAIR ISAAC CORP $ Position$150,351,115 % Position74.00% $ Change12.00% # Change0.00%
Stck Ticker921946406 Stock NameVANGUARD WHITEHALL FDS $ Position$18,782,522 % Position9.00% $ Change7.00% # Change0.00%
Stck Ticker78468R853 Stock NameSPDR SERIES TRUST $ Position$8,650,500 % Position4.00% $ Change19.00% # Change0.00%
Stck Ticker78464A847 Stock NameSPDR SERIES TRUST $ Position$8,647,680 % Position4.00% $ Change14.00% # Change0.00%
Stck Ticker92204A801 Stock NameVANGUARD WORLD FD $ Position$1,147,867 % Position1.00% $ Change2.00% # Change0.00%
Stck Ticker949746101 Stock NameWELLS FARGO & CO $ Position$2,399,866 % Position1.00% $ Change4.00% # Change0.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$1,159,332 % Position1.00% $ Change15.00% # Change0.00%
Stck Ticker922908769 Stock NameVANGUARD INDEX FDS $ Position$1,837,570 % Position1.00% $ Change15.00% # Change-1.00%
Stck Ticker808524797 Stock NameSCHWAB STRATEGIC TR $ Position$1,137,699 % Position1.00% $ Change # Change
Stck Ticker149123101 Stock NameCATERPILLAR INC $ Position$1,436,564 % Position1.00% $ Change40.00% # Change-7.00%

Brochure Summary