9AT: WELLINGTON-ALTUS USA INC.

WELLINGTON-ALTUS USA INC.

WELLINGTON-ALTUS USA INC.

Adviser Profile

As of Date	06/29/2026
Registration	SEC, Approved, 07/31/2018
ADV Location	WINNIPEG, MANITOBA, Canada
Contact Info	888 xxxxxxx

AUM^*	146,247,096 74%
of that, discretionary	146,247,096 74%
Number of Employees	59 16%
of those in investment advisory functions	59 23%
Private Fund GAV^*	0
Avg Account Size	551,876 26%
% High Net Worth	15.45% -24%
SMA’s	Yes
Private Funds	0

Adviser Type

- Outside the United States

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

146M 125M 104M 84M 63M 42M 21M

2018 2019 2020 2021 2022 2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

Wellington-Altus USA Inc. (“WA (USA)”) is a wholly owned subsidiary of Wellington-Altus Financial Inc. (“WAFI”), a Canadian holding company. References throughout this brochure to “Investment Advisor” refer to individuals that provide investment advice on behalf of WA (USA). WA (USA) offers its clients two different types of discretionarily managed accounts, on either a wrap or non-wrap fee basis. In either instance, WA (USA) tailors its services to the individual needs of clients. More information about the type of accounts WA (USA) offers is below. Managed Accounts: These discretionary accounts provide your Investment Advisor with the authority to make investment decisions on your behalf, based on well-defined guidelines established in your Investment Policy Statement. You can impose restrictions on the types of securities or types of investing done in these accounts. Separately Managed Account Program (“SMA Program” or “SMA Account”): A discretionary investment platform that can be customized by you and your Investment Advisor. The SMA Program provides access to investment managers across a range of mandates, regions, asset classes and investment styles. Each manager is selected for their expertise in a specific investment product, strategy or geographic region, as your mandate dictates. There is a limited ability to restrict each manager in the SMA Programs, but there is the ability to restrict which managers and types of assets that your account may use. Wrap

Program Disclosure The services offered under, and the corresponding terms and conditions pertaining to, our Wrap Program are discussed in our Wrap Program Brochure a copy of which is presented to all prospective Wrap Program participants. Under the Program, the WA (USA) is able to offer participants discretionary investment management services, for a single specified annual Wrap Program fee, inclusive of trade execution, custody, reporting, and investment management fees. The terms and conditions for client participation in the Wrap Program are set forth in detail in the Wrap Program Brochure, which is presented to all prospective Wrap Program participants in accordance with the disclosure requirements of Part 2A Appendix 1 of Form ADV. All prospective Program participants should read both this Brochure and the Wrap Program Brochure, and ask any corresponding questions that they may have, prior to participation in the Wrap Program. RBC Capital Markets, LLC (“RBC”) shall serve as the custodian for Wrap Program accounts. As indicated in the Wrap Program Brochure, participation in the Wrap Program may cost more or less than purchasing such services separately. As also indicated in the Wrap Program Brochure, the Wrap Program fee charged by WA (USA) for participation in the Wrap Program may be higher or lower than those charged by other sponsors of comparable wrap fee programs. As of February 12, 2024, WA (USA) managed $81,288,502.75 on a discretionary basis.