9AT: BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY II, LLC

Adviser Profile

As of Date	09/04/2026
Registration	SEC, Approved, 05/14/2018
ADV Location	MILWAUKEE, WI, United States
Contact Info	414 xxxxxxx
Websites

AUM^*	81,729,000 -21%
of that, discretionary	81,729,000 -21%
Number of Employees	3
of those in investment advisory functions	2
Private Fund GAV^*	58,699,795
Avg Account Size	81,729,000 -21%
SMA’s	No
Private Funds	1 1

Adviser Type

- Related adviser

Client Types

- Investment companies

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

	Count	GAV
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Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser ZIONS CAPITAL ADVISORS, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM830.8m	#Funds-
Adviser BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY I, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM22.4m	#Funds-
Adviser BNY MELLON ETF INVESTMENT ADVISER, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM11.1b	#Funds-
Adviser AMERISERV WEALTH ADVISORS INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.1b	#Funds-
Adviser STEWART CAPITAL ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.1b	#Funds-
Adviser SIMS CAPITAL MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM56.4m	#Funds-
Adviser WESPAC ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.2b	#Funds-
Adviser FNB WEALTH MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM6.7b	#Funds-
Adviser WHITETAIL ROCK CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund83.6m	Total Private Fund GAV83.6m	AUM3.3b	#Funds4
Adviser WILMINGTON TRUST INVESTMENT ADVISORS, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM17.8b	#Funds-

Brochure Summary

Overview

Baird Principal Group Management Company II, LLC (“BPGMC II”), the registered investment adviser, is a Delaware limited liability company. BPGMC II was formed to provide “investment supervisory services” to its clients, which is expected to consist of Baird Principal Group Partners Fund II Limited Partnership, an employee securities company exempt from registration as an investment company pursuant to an application for an exemption granted by the SEC (the “Partnership” and together with any future employee securities company or private investment fund, “Funds”). BPGMC II is also the general partner of the Partnership (the “General Partner") and has the authority to make the investment decisions for the Partnership and control the business and affairs of the Partnership. The General Partner was formed in 2018 by Baird Principal Group (“BPG”), a U.S. based team of Robert W. Baird & Co. Incorporated (“Baird”). BPG was established in 2008 and is based in Milwaukee, Wisconsin and Chicago, Illinois. Baird Financial Corporation

(“BFC”) owns 100% of Baird and Baird Financial Group, Inc. owns 100% of BFC. BFC is the principal owner of BPGMC II. The Partnership and any other Funds that may be formed by the General Partner (or its affiliates) at a later date or that may otherwise become clients of the General Partner are expected to invest through negotiated transactions in operating entities. The General Partner’s investment advisory services to the Partnership consist of identifying and evaluating investment opportunities, negotiating investments, monitoring investments and achieving dispositions for such investments. As the General Partner provides advisory services to the Partnership, the General Partner does not tailor its advisory services to the needs of individual investors nor does it permit individual investors to impose restrictions on investing in certain securities or types of securities. As of December 31, 2023, BPGMC II managed $104.0 million on a discretionary basis and no assets on a non-discretionary basis.

BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY II, LLC

BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY II, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Brochure Summary

Overview

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BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY II, LLC BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY II, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Brochure Summary

Overview

BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY II, LLC

BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY II, LLC