9AT: ALPHA ANALYTICS INVESTMENT GROUP LLC

ALPHA ANALYTICS INVESTMENT GROUP LLC

ALPHA ANALYTICS INVESTMENT GROUP LLC

Adviser Profile

As of Date	03/25/2026
Registration	SEC, Approved, 04/30/2018
Other registrations (1)	California, Terminated, 01/18/2019
ADV Location	LOS ANGELES, CA, United States
Contact Info	310 xxxxxxx
Websites

AUM^*	253,362,000 18%
of that, discretionary	76,071,000 45%
Number of Employees	2
of those in investment advisory functions	2
Private Fund GAV^*	0
Avg Account Size	1,354,877 1%
% High Net Worth	58.82% 1%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Reported AUM

186M 159M 133M 106M 80M 53M 27M

2018 2019 2020 2021 2022 2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name	Filing Date	Form ADV-E
Accounting Firm Name COHEN & COMPANY, LTD.	Filing Date05/01/2023	Form ADV-E View Report
Accounting Firm Name COHEN & COMPANY, LTD.	Filing Date04/28/2023	Form ADV-E View Report

Brochure Summary

Overview

Alpha Analytics Investment Group, LLC ("Alpha Analytics") is an investment advisory firm that was founded in 1998. Our principal owner is Robert E. Gipson, CFA, JD. Our specialization and focus is creating globally diversified investment portfolios using an asset allocation model generally with publicly traded funds. We discuss with clients their investment goals, risk tolerances and individual investment circumstances. We tailor our recommended investments to the individual needs of our client based upon our review. Portfolios are developed in accordance with client wishes and based on their individual risk tolerance and our experience in investing. These investments may include: 1. Cash, certificates of deposit & money market funds 2. Mutual funds 3. Exchanged traded funds 4. Bonds (or fixed income securities) 5. Stocks (or equity securities) 6. Others investments as we and our clients find to be appropriate Our clients may always

impose restrictions on the types of investments to include in their portfolios. For example, a client may request that no "gold funds or emerging markets investments" be included among their investments. Alpha Analytics manages investment portfolios both on a discretionary and on a non- discretionary basis. As of December 31, 2023, we managed the following client assets: $52,409,000 on a discretionary basis $162,530,000 on a non-discretionary basis $214,939,000 Total client assets managed Disclosure required by CCR Section 260.238(k) We assure you that all material conflicts of interest under CCR Section 260.238(k) regarding Alpha Analytics Investment Group, LLC, its representatives or any of its employees, that could reasonably expect to impair the rendering of unbiased and objective advice, are fully disclosed. Wrap fee programs Alpha Analytics Investment Group, LLC does not participate in wrap-fee programs.