9AT: QAPITAL INVEST, LLC

QAPITAL INVEST, LLC

QAPITAL INVEST, LLC

Adviser Profile

As of Date	01/30/2026
Registration	SEC, Approved, 12/19/2017
ADV Location	NEW YORK, NY, United States
Contact Info	646 xxxxxxx
Websites

AUM^*	42,060,000
of that, discretionary	42,060,000 14%
Number of Employees	9 350%
of those in investment advisory functions	1 -50%
Private Fund GAV^*	0
Avg Account Size	1,394 -14%
SMA’s	Yes
Private Funds	0

Adviser Type

- Internet adviser

Client Types

- Individuals (other than high net worth individuals)

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

42M 36M 30M 24M 18M 12M 6M

2017 2018 2019 2020 2021 2022 2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

The Company Qapital Invest, LLC (“we,” “us” or “Qapital”) is an investment adviser registered with the SEC.1 Qapital was formed in 2014 and is headquartered in New York, New York. We are a wholly- owned subsidiary of Qapital, LLC, a Delaware limited liability company. Advisory Services We believe that long-term financial health can be achieved by consistent and automatic investment. As a result, we offer a unique automated investment service through the internet that makes it possible for clients to access state-of-the-art portfolio management for a competitive fee. Each individualized portfolio is designed to be consistent with a client’s specific investment objectives and risk tolerances. We use algorithms to initially invest and continue to manage your portfolio. Those algorithms seek to identify the optimal asset classes in which to invest, efficient exchange traded funds (“ETFs”) to represent each of those asset classes, and the ideal mix of asset classes based on your specific risk tolerance. We do not use securities other than ETFs to

build client portfolios. We tailor our services to meet each client’s financial needs and goals. At the outset, we ask each client a series of questions to assess risk tolerance, investment goals, age, investment time horizon, current assets and income. Based on a client’s responses to these questions, the algorithms we use will determine a client’s risk profile and create an individualized portfolio of ETFs based on that profile. You should be aware that by using our services, you are giving us the discretion to select the appropriate asset classes and ETFs based on our evaluation of your risk tolerance and investment needs. We do not allow clients to select specific ETFs or asset classes because each ETF and asset class is considered to be part of the overall investment plan. Assets Under Management As of December 31, 2022, we have approximately $34.2 million in assets under management. We manage client assets through our software based financial service on a discretionary basis. We do not manage assets on a nondiscretionary basis.