Adviser Profile

As of Date 02/13/2026
Registration SEC, Approved, 10/23/1975
ADV Location NEW HAVEN, CT, United States
Contact Info 203 xxxxxxx
Websites
AUM* 176,584,800 20%
of that, discretionary 96,846,957 20%
Number of Employees -100%
of those in investment advisory functions -100%
Private Fund GAV* 0
Avg Account Size 1,076,737 19%
% High Net Worth 52.78% 6%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

98M 84M 70M 56M 42M 28M 14M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary