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Adviser Profile

Registration status Registration Changed to STONEPINE CAPITAL MANAGEMENT, LLC
As of Date 03/20/2025
Adviser Type - Large advisory firm
Number of Employees 6 20.00%
of those in investment advisory functions 4 33.33%
AUM* 347,828,196 28.10%
of that, discretionary 347,828,196 28.10%
Private Fund GAV* 0 -100.00%
Avg Account Size 347,828,196 28.10%
SMA’s No
Private Funds 0 1
Contact Info 541 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

Discretionary
Non-discretionary
272M 233M 194M 155M 116M 78M 39M
2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker000899104 Stock NameADMA BIOLOGICS INC $ Position$21,283,699 % Position17.00% $ Change-43.00% # Change-34.00%
Stck Ticker30052C107 Stock NameEVOLUS INC $ Position$13,961,747 % Position11.00% $ Change-37.00% # Change-8.00%
Stck Ticker872381108 Stock NameTELA BIO INC $ Position$7,106,359 % Position6.00% $ Change153.00% # Change112.00%
Stck Ticker92337C203 Stock NameVERASTEM INC $ Position$4,497,900 % Position4.00% $ Change15.00% # Change-34.00%
Stck Ticker488445206 Stock NameZEVRA THERAPEUTICS INC $ Position$4,984,818 % Position4.00% $ Change3.00% # Change-15.00%
Stck Ticker36315X101 Stock NameGALAPAGOS NV-SPON ADR $ Position$5,500,000 % Position4.00% $ Change-60.00% # Change-58.00%
Stck Ticker68404V209 Stock NameOPTINOSE INC $ Position$3,932,229 % Position3.00% $ Change # Change
Stck TickerG4766E116 Stock NameINDIVIOR PLC $ Position$3,791,150 % Position3.00% $ Change44.00% # Change13.00%
Stck Ticker45719W205 Stock NameINHIBIKASE THERAPEUTICS INC $ Position$3,680,261 % Position3.00% $ Change # Change
Stck TickerM96088105 Stock NameUROGEN PHARMA LTD $ Position$3,454,051 % Position3.00% $ Change-3.00% # Change16.00%

Brochure Summary