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Adviser Profile

As of Date 02/10/2026
Registration SEC, Approved, 05/01/2017
ADV Location WESTLAKE VILLAGE, CA, United States
Contact Info 818 xxxxxxx
Websites
AUM* 249,526,000 12%
of that, discretionary 249,526,000 12%
Number of Employees 2
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 226,020 15%
% High Net Worth 31.56% 5%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

250M 214M 178M 143M 107M 71M 36M
2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees