Adviser Profile

As of Date 04/15/2026
Registration SEC, Approved, 03/20/2017
Other registrations (2)
ADV Location SMITHTOWN, NY, United States
Contact Info 631 xxxxxxx
Websites
AUM* 230,959,228 68%
of that, discretionary 230,959,228 68%
Number of Employees 9 -36%
of those in investment advisory functions 6 500%
Private Fund GAV* 0
Avg Account Size 239,336 27%
% High Net Worth 11.20% 43%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- State or municipal government entities

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

231M 198M 165M 132M 99M 66M 33M
2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary