Adviser Profile

As of Date 03/30/2026
Registration SEC, Approved, 03/17/2017
ADV Location CEDAR PARK, TX, United States
Contact Info 512 xxxxxxx
Websites
AUM* 409,000,000 57%
of that, discretionary 409,000,000 57%
Number of Employees 2
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 190,410 43%
% High Net Worth 22.34% 25%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

409M 351M 292M 234M 175M 117M 58M
2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker78463X889 Stock NameSPDR INDEX SHS FDS $ Position$69,785,814 % Position16.00% $ Change11.00% # Change0.00%
Stck Ticker464287507 Stock NameISHARES TR $ Position$65,085,843 % Position15.00% $ Change16.00% # Change2.00%
Stck Ticker78464A409 Stock NameSPDR SERIES TRUST $ Position$54,382,214 % Position13.00% $ Change22.00% # Change1.00%
Stck Ticker922908744 Stock NameVANGUARD INDEX FDS $ Position$54,736,654 % Position13.00% $ Change13.00% # Change2.00%
Stck Ticker464287804 Stock NameISHARES TR $ Position$32,300,276 % Position8.00% $ Change20.00% # Change1.00%
Stck Ticker78464A649 Stock NameSPDR SERIES TRUST $ Position$33,222,311 % Position8.00% $ Change4.00% # Change5.00%
Stck Ticker316092857 Stock NameFIDELITY COVINGTON TRUST $ Position$20,723,206 % Position5.00% $ Change11.00% # Change2.00%
Stck Ticker78464A375 Stock NameSPDR SERIES TRUST $ Position$18,744,277 % Position4.00% $ Change3.00% # Change3.00%
Stck Ticker78463X509 Stock NameSPDR INDEX SHS FDS $ Position$14,455,054 % Position3.00% $ Change12.00% # Change1.00%
Stck Ticker464287200 Stock NameISHARES TR $ Position$6,444,399 % Position2.00% $ Change14.00% # Change-1.00%

Brochure Summary