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Adviser Profile

As of Date 04/27/2026
Registration SEC, Approved, 01/25/2017
ADV Location PORTLAND, ME, United States
Contact Info (20 xxxxxxx
Websites
AUM* 544,532,434 34%
of that, discretionary 544,025,369 63%
Number of Employees 12
of those in investment advisory functions 7 -22%
Private Fund GAV* 0
Avg Account Size 300,681 68%
% High Net Worth 34.10% 116%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

544M 466M 389M 311M 233M 155M 78M
2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker78464A854 Stock NameSPDR SERIES TRUST $ Position$68,983,564 % Position18.00% $ Change14.00% # Change-1.00%
Stck Ticker25434V583 Stock NameDIMENSIONAL ETF TRUST $ Position$45,843,994 % Position12.00% $ Change-6.00% # Change-7.00%
Stck Ticker921943858 Stock NameVANGUARD TAX-MANAGED FDS $ Position$45,011,688 % Position12.00% $ Change13.00% # Change1.00%
Stck Ticker46435G672 Stock NameISHARES TR $ Position$20,357,062 % Position5.00% $ Change33.00% # Change32.00%
Stck Ticker922042858 Stock NameVANGUARD INTL EQUITY INDEX F $ Position$14,145,493 % Position4.00% $ Change13.00% # Change2.00%
Stck Ticker92204A702 Stock NameVANGUARD WORLD FD $ Position$13,225,957 % Position4.00% $ Change26.00% # Change636.00%
Stck Ticker46429B747 Stock NameISHARES TR $ Position$10,401,182 % Position3.00% $ Change11.00% # Change12.00%
Stck Ticker46654Q609 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$10,545,228 % Position3.00% $ Change16.00% # Change-1.00%
Stck Ticker25434V799 Stock NameDIMENSIONAL ETF TRUST $ Position$9,466,824 % Position3.00% $ Change8.00% # Change3.00%
Stck Ticker25434V302 Stock NameDIMENSIONAL ETF TRUST $ Position$6,612,172 % Position2.00% $ Change21.00% # Change2.00%

Brochure Summary