Overview
Our Advisory Business
Keel Wealth Management, LLC was founded in 2016 by Scott Zodin who serves as Chief Investment
Officer and Chief Compliance Officer. We are registered through and regulated by the United States
Securities and Exchange Commission (“SEC”).
All investment advice is provided by Scott Zodin. Scott Zodin is the Chief Compliance Officer and sole
registered investment adviser representative and employee of KWM. Pursuant to KWM’s Business
Continuity Plan (BCP), in the event of the death or incapacitation of Scott Zodin, all client investments will
be maintained and held as is at Charles Schwab & Co. or designated custodian. Should execution of the
BCP become necessary, clients will be notified within five (5) business days with instructions on how to
reach their custodian. At such time, clients may choose to liquidate their accounts, move them to another
Investment Adviser, or change custodian.
We are committed to the precept that by placing the client’s interests first, we will add value to the asset
management process and earn the client’s trust and respect. We value long term relationships with our
clients whom we regard as strategic partners in our business.
Services
We provide portfolio management services to high-net-worth individuals, banks, and thrift institutions.
Our minimum account opening balance is $500,000.00, which may be negotiable based
upon
certain circumstances.
Asset Management
Please note that KWM only provides discretionary, active portfolio management. Based on our knowledge of
the industry, we feel that our fee is lower than most registered investment advisers providing similar services.
Fixed Income Consulting
Keel Wealth provides fixed income consulting and analysis to small/intermediate sized banks and
thrifts. This service includes price discovery, credit and market analysis, portfolio review, liquidity
analysis, interest rate shock analysis, review of third-party performance and accounting software
solutions, and review of third-party bids and offers.
If you engage us to perform these services, you will receive a written agreement detailing the services,
fees, terms, and conditions of the relationship. In conducting research, we obtain information from a wide
variety of publicly available sources. We do not have any inside private information regarding any
products available in the marketplace.
Wrap Fee Program
We are not the sponsor of nor an adviser to a wrap fee program.
Keel ADV Part 2A Page 5 of 16
Assets Under Management
As of December 31, 2023, we managed a total of $ 449,000,000 in regulatory assets under management.
Approximately $ 84,000,000 of the assets were discretionary assets and $ 365,000,000 were non-
discretionary assets.