Section A. THE COMPANY Wynwood Capital, LLC ("Wynwood Capital" or "the Firm" or "we") is organized as a limited liability company under the laws of the state of Florida and is registered as an investment adviser with the SEC. Wynwood Capital has been in business since 2016.
OWNERSHIP Wynwood Capital is solely owned by Roney Balson.
Section B. TYPES OF ADVISORY SERVICES Wynwood Capital provides non-discretionary investment sub-advisory services regarding securities and non-securities. For the avoidance of any doubt, Wynwood Capital will not have custody over Client accounts or assets.
Wynwood Capital may recommend investment in a broad variety of investments including, but not limited to, foreign exchange currencies, equity and debt securities, structured products, mutual funds, and exchange traded funds ("ETFs") though it expects to recommend other investments in accordance with its judgment and its Clients' investment guidelines.
Section C. OVERVIEW OF ADVISORY SERVICES Advisory Services Given the customized nature of Wynwood Capital's services, the processes described below are not required for every Client account. Furthermore, it is not anticipated that accounts having identical or substantially similar investment objectives will have identical or substantially similar investment portfolios. Differing investment portfolios can be expected as the result of several factors, including, without limitation, the following: Pre-existing (or "legacy") portfolio exposures; Regulatory constraints that apply to certain accounts but not to others; Investment constraints imposed by the Client; and The amount of cash available for investment at certain times.
As a result of factors such as these, accounts may have a different investment portfolio and, resultantly, different performance results, from other accounts even though the accounts have substantially similar investment objectives. In addition, there may be circumstances when one account will sell a security while another account may purchase the security on the same day.
Wynwood Capital's specialization is not in one given instrument or asset class, but rather in the ongoing process of assessing Client objectives, developing an appropriate asset allocation to best achieve those objectives and modifying that allocation when risks and opportunities are present. Given that its sub-advisory services are non-discretionary in nature, Wynwood Capital merely recommends investment transactions, and Clients may or may not follow Wynwood Capital's recommendations. Non-discretionary portfolio management services require Wynwood Capital to obtain the Client's 4 specific consent to each transaction, while discretionary services do not. Non-discretionary Clients in all cases make the final decisions regarding transactions, even in cases where Wynwood Capital facilitates the communication with their custodians or other financial entities. Accordingly, non- discretionary Clients

may forego a particular recommended transaction, or a particular transaction may be delayed, if Wynwood Advisors cannot obtain the Client's prior consent.
Wynwood Capital is responsible for making portfolio recommendations on behalf of its Clients. The advisory process typically encompasses the following steps: 1. Listen to the Client and Understand the Account's Asset Base: Wynwood Capital works closely with the Client to understand, among other things, the following:
•Account priorities;
•The current portfolio structure and managers;
•Income needs;
•Tax status;
•Family structure; and,
•Estate planning strategies and structures. 2. Design the Portfolio: Wynwood Capital creates a portfolio that balances risk and return on an after- tax and after-fee basis. The design is then formalized in an investment policy statement, or agreement.
At some point during this stage, we may use third-party software to obtain and chart various statistics for differing time periods, asset allocation structures, and potential capital market environments. Designing the portfolio is a multi-faceted task, which can include (among other elements) an understanding and articulation of the following:
•Asset allocation (at multiple levels);
•Asset location (e.g., selecting the appropriate accounts for specific investments); and,
•Client-imposed constraints (e.g., avoiding certain stocks or sectors), including unmanaged assets. 3. Recommend Investments Consistent with the investment policy statement: Wynwood Capital primarily recommends managed investment products, such as mutual funds, exchange traded funds (ETFs), separate account managers, hedge funds, funds-of-funds, and private equity partnerships. Employing a truly "open architecture" approach, Wynwood Capital endeavors to select the investment strategies in each asset class to achieve the Client's strategic portfolio. It is important to note that Wynwood Capital not only seeks to identify best-of-breed managers, but to combine them in a thoughtful manner that creates an optimal portfolio. At the outset of a new advisory relationship, this step represents the transition from the Client's current holdings and managers toward the recommended portfolio. Rather than recommending a transition for the sake of expediency, Wynwood Capital takes a reasoned approach that considers taxes, trading costs, and market timing risks.
4. Review, Monitor and Report on the Portfolio. Wynwood Capital monitors Client accounts on an ongoing basis. When appropriate, Wynwood Capital will recommend subsequent modifications to the portfolio (e.g., manager changes, tactical asset allocation tilts). Section D. WRAP FEE PROGRAMS Wynwood Capital does not participate in wrap fee programs.
5 Section E. ASSETS UNDER MANAGEMENT As of December 31, 2023, Wynwood Capital had approximately $129,778,133 in non-discretionary assets under management and no discretionary assets under management.