Adviser Profile

As of Date 10/02/2026
Registration status Terminated
ADV Location NEW YORK, NY, United States
Contact Info 917 xxxxxxx
Websites
AUM* 608,325,779 42%
of that, discretionary 0
Number of Employees 4 33%
of those in investment advisory functions 2 -33%
Private Fund GAV* 0
Avg Account Size 30,416,289 14%
% High Net Worth 100.00%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- Fixed fees (other than subscription fees)

Reported AUM

608M 521M 435M 348M 261M 174M 87M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Brochure Summary