9AT: PT CAPITAL ADVISORS, LLC

other names

PT CAPITAL ADVISORS, LLC
PT CAPITAL, LLC

Adviser Profile

As of Date	03/28/2025
ADV Location	ANCHORAGE, AK, United States
Adviser Type - Large advisory firm
Number of Employees	7 -13%
of those in investment advisory functions	5 100%
Registration	SEC, Approved, 04/11/2016
Other registrations (1)	Alaska, Terminated, 04/18/2016

AUM^*	121,039,412 19%
of that, discretionary	121,039,412 19%
Private Fund GAV^*	117,495,242 -4%
Avg Account Size	60,519,706 19%
% High Net Worth	33.33% 100%
SMA’s	No
Private Funds	2
Contact Info	907 xxxxxxx
Websites

Client Types

- High net worth individuals
- Investment companies
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypePrivate Equity Fund	Count2	GAV$117,495,242

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser LINX PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund201.7m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV201.7m	AUM123.6m	#Funds7
Adviser OAK STREET INVESTMENTS	Hedge Fund-	Liquidity Fund-	Private Equity Fund70.5m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund22.5m	Total Private Fund GAV92.9m	AUM112.9m	#Funds12
Adviser DAUNTLESS CAPITAL PARTNERS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund70.9m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund34.6m	Total Private Fund GAV105.6m	AUM232.9m	#Funds11
Adviser GRANITE BRIDGE PARTNERS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund69.9m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV69.9m	AUM89.8m	#Funds1
Adviser LONETREE CAPITAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund215.2m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV215.2m	AUM215.2m	#Funds4
Adviser V DELIMA INVESTMENTS INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM98.5m	#Funds-
Adviser TWO ROADS PARTNERS MANAGEMENT, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund487.6m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV487.6m	AUM487.6m	#Funds5
Adviser OPEN FIELD CAPITAL LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund106.0m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV106.0m	AUM162.8m	#Funds10
Adviser CRITERION AFRICA PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund94.6m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV94.6m	AUM94.6m	#Funds1
Adviser WEALTHBUILDERS INVESTMENTS	Hedge Fund-	Liquidity Fund-	Private Equity Fund6.3m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV6.3m	AUM122.3m	#Funds1

Brochure Summary

Overview

A. Description of the Advisory Pt Capital Advisors, LLC (“Pt Capital Advisors,” “we,” or “our”) is limited liability company organized under the laws of the state of Alaska in 2013. Pt Capital Advisors is registered with the U.S. Securities and Exchange Commission (“SEC”) as an investment adviser. The sole member of Pt Capital Advisors is Pt Capital, LLC. We provide asset management and investment advisory services on a discretionary basis to our clients (“Clients”), which are special purpose limited partnership funds (“the Funds” and each a “Fund”). B. Types of Advisory Services Our investment focus is based on long-term capital appreciation through investment in operating companies with positive revenues and EBITDA in, but not limited to, the following industries: seafood and service and support; tourism; logistics and transportation; and natural resource service and support companies. Pt Capital Advisors is primarily focused on companies in the Arctic regions of the United States, secondarily in Canada, Greenland, and Iceland. These investments may have significant levels of risks and generally are available only

to qualified purchasers / accredited investors. From time to time, where such investments consist of portfolio companies, Pt Capital Advisors’ principals may serve on such portfolio companies’ respective boards of directors or otherwise act to influence control over management of portfolio companies in which the Funds have invested. The Firm currently manages PT Arctic Fund I, LP and Pt Arctic Tourism Fund II. C. Client Tailored Services and Client Imposed Restrictions Pt Capital Advisors generally does not tailor its advisory services to the specific investment objectives of the Fund investors. The investment services that we provide to the various Funds are outlined in each Fund’s Partnership Agreement and Private Placement Memorandum, generally, the limited partners in a Fund may not impose restrictions, limitations, or other expectations to the finalized Partnership Agreement and Private Placement Memorandum, especially, as it relates to the investment style and objectives of such Fund. D. Assets Under Management As of December 31, 2023, Pt Capital Advisors, LLC managed approximately $118,708,116 on a discretionary and $0 on a non-discretionary basis.

PT CAPITAL ADVISORS, LLC

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