Adviser Profile

As of Date 09/04/2026
Registration SEC, Approved, 10/13/2015
ADV Location SAN FRANCISCO, CA, United States
Contact Info 415 xxxxxxx
Websites
AUM* 1,011,255,965 173%
of that, discretionary 1,011,255,965 173%
Number of Employees 27 42%
of those in investment advisory functions 25 56%
Private Fund GAV* 0
Avg Account Size 1,011,255,965 173%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Investment companies

Advisory Activities

- Portfolio management for investment companies

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

1B 867M 722M 578M 433M 289M 144M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker78464A854 Stock NameState Street SPDR Portfolio S&P 500 ETF USD Class $ Position$519,838 % Position37.00% $ Change # Change
Stck Ticker464287200 Stock NameiShares Core S&P 500 ETF USD Class $ Position$187,297 % Position13.00% $ Change1259.00% # Change88.00%
Stck Ticker46138G649 Stock NameInvesco Nasdaq 100 ETF USD Class $ Position$154,091 % Position11.00% $ Change31.00% # Change-52.00%
Stck Ticker81369Y506 Stock NameState Street Energy Select Sector SPDR ETF USD Class $ Position$148,851 % Position11.00% $ Change39.00% # Change283.00%
Stck Ticker81369Y605 Stock NameState Street Financial Select Sector SPDR ETF USD Class $ Position$131,677 % Position9.00% $ Change # Change
Stck Ticker81369Y886 Stock NameState Street Utilities Select Sector SPDR ETF USD Class $ Position$132,787 % Position9.00% $ Change # Change
Stck Ticker81369Y209 Stock NameState Street Health Care Select Sector SPDR ETF USD Class $ Position$120,756 % Position9.00% $ Change # Change
Stck Ticker46429B747 Stock NameiShares 0-5 Year TIPS Bond ETF $ Position$18,803 % Position1.00% $ Change-88.00% # Change-93.00%