WELLS FARGO

Company Profile

As of Date 05/06/2026
ADV Location United States, MO
Websites
AUM* 1,797,896,460,053 20%
of that, discretionary 1,544,563,129,166 20%
Private Fund GAV* 5,839,060,523 44%
Avg Account Size 985,572 33%
High Net Worth 49.53% 8%
SMA’s Yes
Private Funds 22 4

Adviser Type

- Large advisory firm
- Outside the United States
- An investment adviser (or subadviser) to an investment company

Number of Employees 24,924 0%

of those in investment advisory functions 10,799 -3%

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Banking or thrift institutions
- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Insurance companies
- Sovereign wealth funds and foreign official institutions
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Performance-based fees

Disclosure Reporting

11.A(1) Convicted of felony (past 10 yrs)
11.A(2) Charged with felony
11.B(1) Convicted of investment-related misdemeanor
11.B(2) Charged with misdemeanor
11.C(1) SEC/CFTC found false statement
11.C(2) SEC/CFTC found violation
11.C(4) SEC/CFTC order in investment-related activity
11.C(5) SEC/CFTC civil penalty / cease and desist
11.D(1) Other regulator found dishonest/unethical
11.D(2) Other regulator found violation
11.D(3) Other regulator found cause of revoked authorization
11.D(4) Other regulator order (past 10 yrs)
11.D(5) Other regulator denied/suspended/revoked license
11.E(1) SRO found false statement
11.E(2) SRO found rule violation
11.E(4) SRO disciplined (expelled/suspended/barred)
11.F Attorney/accountant/contractor authorization revoked
11.G Currently subject to regulatory proceeding
11.H(1)(a) Court enjoined (past 10 yrs)
11.H(1)(b) Court found investment-related violation
11.H(1)(c) Court dismissed pursuant to settlement
11.H(2) Currently subject to civil proceeding
View 620 DRP Records

Recent News

Reported AUM

1,545B 1,324B 1,103B 883B 662B 441B 221B
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name KPMG LLP Filing Date12/18/2025 Form ADV-E View Report
Accounting Firm Name KPMG LLP Filing Date12/17/2025 Form ADV-E View Report
Accounting Firm Name KPMG LLP Filing Date01/24/2025 Form ADV-E View Report
Accounting Firm Name KPMG LLP Filing Date12/13/2023 Form ADV-E View Report
Accounting Firm Name KPMG LLP Filing Date12/11/2023 Form ADV-E View Report

Private Funds Structure

SEC Fund Type Count GAV
SEC Fund TypeHedge Fund Count2 GAV$
SEC Fund TypeOther Private Fund Count20 GAV$5,839,060,523

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