NORTHERN TRUST INVESTMENTS, INCORPORATED
Company Profile
| AUM* | 1,455,298,541,887 24% |
| of that, discretionary | 1,455,298,541,887 24% |
| Private Fund GAV* | 1,664,142,479 8% |
| Avg Account Size | 33,203,252 23% |
| High Net Worth | 38.14% 20% |
| SMA’s | Yes |
| Private Funds | 10 1 |
Adviser Type
- Outside the United States
- An investment adviser (or subadviser) to an investment company
Number of Employees 1,162 38%
of those in investment advisory functions 282 -2%
Client Types
- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Other investment advisers
- Insurance companies
- Sovereign wealth funds and foreign official institutions
- Corporations or other businesses not listed above
- Other
Advisory Activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Selection of other advisers
- Publication of periodicals or newsletters
Compensation Arrangments
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
Disclosure Reporting
| 11.C(2) | SEC/CFTC found violation |
| 11.C(5) | SEC/CFTC civil penalty / cease and desist |
| 11.D(2) | Other regulator found violation |
| 11.D(4) | Other regulator order (past 10 yrs) |
| 11.E(2) | SRO found rule violation |
Recent News
Reported AUM
Private Funds
Employees
Private Funds Structure
| SEC Fund Type | Count | GAV |
|---|---|---|
| SEC Fund TypeHedge Fund | Count1 | GAV$492,540,750 |
| SEC Fund TypeOther Private Fund | Count9 | GAV$1,171,601,729 |