NOMURA ASSET MANAGEMENT CO., LTD.
Company Profile
| AUM* | 551,329,570,366 1% |
| of that, discretionary | 544,000,430,544 1% |
| Private Fund GAV* | 0 -100% |
| Avg Account Size | 287,001,338 11% |
| SMA’s | Yes |
| Private Funds | 1 1 |
Adviser Type
- Outside the United States
- An investment adviser (or subadviser) to an investment company
- Related adviser
Number of Employees 1,014 2%
of those in investment advisory functions 343 -1%
Client Types
- Banking or thrift institutions
- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Insurance companies
- Sovereign wealth funds and foreign official institutions
- Corporations or other businesses not listed above
Advisory Activities
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Selection of other advisers
- Publication of periodicals or newsletters
Compensation Arrangments
- A percentage of assets under your management
- Performance-based fees
Disclosure Reporting
| 11.C(2) | SEC/CFTC found violation |
| 11.C(4) | SEC/CFTC order in investment-related activity |
| 11.C(5) | SEC/CFTC civil penalty / cease and desist |
| 11.D(2) | Other regulator found violation |
| 11.D(3) | Other regulator found cause of revoked authorization |
| 11.D(4) | Other regulator order (past 10 yrs) |
| 11.D(5) | Other regulator denied/suspended/revoked license |
| 11.E(2) | SRO found rule violation |
| 11.H(1)(b) | Court found investment-related violation |
Recent News
Reported AUM
Private Funds
Employees
Private Funds Structure
| SEC Fund Type | Count | GAV |
|---|---|---|
| SEC Fund TypeOther Private Fund | Count1 | GAV$ |