| AUM* | 14,324,247,494 -8% |
| of that, discretionary | 14,324,247,494 -8% |
| Private Fund GAV* | 21,694,974,437 48% |
| Avg Account Size | 1,591,583,055 -8% |
| SMA’s | Yes |
| Private Funds | 30 4 |
Number of Employees 47 -2%
of those in investment advisory functions 21 -5%
- Insurance companies
- Portfolio management for pooled investment vehicles
- A percentage of assets under your management
- Performance-based fees
| 11.D(2) | Other regulator found violation |
| SEC Fund Type | Count | GAV |
|---|---|---|
| SEC Fund TypePrivate Equity Fund | Count18 | GAV$11,480,218,549 |
| SEC Fund TypeReal Estate Fund | Count3 | GAV$539,365,183 |
| SEC Fund TypeOther Private Fund | Count9 | GAV$9,675,390,705 |