VANGUARD GROUP INC
Company Profile
| As of Date | 03/30/2026 |
| ADV Location | Australia / United Kingdom / United States, CO / United States, PA |
| Websites |
| AUM* | 11,687,133,842,637 34% |
| of that, discretionary | 11,463,216,647,055 34% |
| Private Fund GAV* | 33,887,987,230 -50% |
| Avg Account Size | 14,751,863 39% |
| High Net Worth | 10.13% 48% |
| SMA’s | Yes |
| Private Funds | 0 8 |
Adviser Type
- An investment adviser (or subadviser) to an investment company
Number of Employees 4,230 29%
of those in investment advisory functions 2,236 7%
Client Types
- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pooled investment vehicles
Advisory Activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Selection of other advisers
- Publication of periodicals or newsletters
Compensation Arrangments
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Disclosure Reporting
| 11.A(1) | Convicted of felony (past 10 yrs) |
| 11.A(2) | Charged with felony |
| 11.C(2) | SEC/CFTC found violation |
| 11.C(4) | SEC/CFTC order in investment-related activity |
| 11.C(5) | SEC/CFTC civil penalty / cease and desist |
| 11.D(2) | Other regulator found violation |
| 11.D(4) | Other regulator order (past 10 yrs) |
| 11.D(5) | Other regulator denied/suspended/revoked license |
| 11.E(2) | SRO found rule violation |
| 11.E(3) | SRO found cause of revoked authorization |
| 11.E(4) | SRO disciplined (expelled/suspended/barred) |
| 11.H(1)(b) | Court found investment-related violation |
| 11.H(1)(c) | Court dismissed pursuant to settlement |
Recent News
Reported AUM
Private Funds
Employees
Form ADV-E Surprise Examination Reports
| Accounting Firm Name | Filing Date | Form ADV-E |
|---|---|---|
| Accounting Firm Name PRICEWATERHOUSECOOPERS LLP | Filing Date07/24/2025 | Form ADV-E View Report |
| Accounting Firm Name PRICEWATERHOUSECOOPERS LLP | Filing Date10/23/2024 | Form ADV-E View Report |
| Accounting Firm Name PRICEWATERHOUSECOOPERS LLP | Filing Date06/28/2023 | Form ADV-E View Report |