VANGUARD GROUP INC
Company Profile
| As of Date | 03/10/2026 |
| ADV Location | Australia / United Kingdom / United States, CO / United States, PA |
| Adviser Type
- Large advisory firm - An investment adviser (or subadviser) to an investment company |
|
| Number of Employees | 3,073 -8% |
| of those in investment advisory functions | 1,981 -6% |
Client Types
- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pooled investment vehicles
Advisory Activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Selection of other advisers
- Publication of periodicals or newsletters
Compensation Arrangments
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Disclosure Reporting
| 11.C(2) | SEC/CFTC found violation |
| 11.C(4) | SEC/CFTC order in investment-related activity |
| 11.C(5) | SEC/CFTC civil penalty / cease and desist |
| 11.D(2) | Other regulator found violation |
| 11.D(4) | Other regulator order (past 10 yrs) |
| 11.D(5) | Other regulator denied/suspended/revoked license |
| 11.E(2) | SRO found rule violation |
| 11.E(3) | SRO found cause of revoked authorization |
| 11.E(4) | SRO disciplined (expelled/suspended/barred) |
| 11.H(1)(b) | Court found investment-related violation |
| 11.H(1)(c) | Court dismissed pursuant to settlement |
Recent News
Reported AUM
8,486B
7,274B
6,061B
4,849B
3,637B
2,425B
1,212B
2015
2016
2017
2018
2019
2020
2021
2022
2023
Private Funds
Employees
Private Funds Structure
| Fund Type | Count | GAV |
|---|---|---|
| Fund TypeHedge Fund | Count1 | GAV$317,600,405 |
| Fund TypeOther Private Fund | Count7 | GAV$33,570,386,825 |