GUARDIAN WEALTH ADVISORS, LLC
Company Profile
| AUM* | 3,043,343,766 31% |
| of that, discretionary | 2,867,043,215 37% |
| Number of Employees | 57 14% |
| of those in investment advisory functions | 34 -6% |
| Private Fund GAV* | 0 |
| Avg Account Size | 498,255 -44% |
| High Net Worth | 21.93% 7% |
| SMA’s | Yes |
| Private Funds | 0 |
Adviser Type
- Large advisory firm
Client Types
- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Corporations or other businesses not listed above
Advisory Activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers
Compensation Arrangments
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Disclosure Reporting
| 11.D(1) | Other regulator found dishonest/unethical |
| 11.D(2) | Other regulator found violation |
| 11.D(4) | Other regulator order (past 10 yrs) |
Recent News
Reported AUM
3B
2B
2B
2B
1B
819M
410M
2015
2016
2017
2018
2019
2020
2021
2022
2023
2024
2025
2026
Private Funds
No private funds