Company Profile

AUM* 106,983,502
of that, discretionary 106,983,502 100%
Number of Employees 2 100%
of those in investment advisory functions 1 100%
Private Fund GAV* 54,393,179 59%
Avg Account Size 981,500
High Net Worth 30.77%
SMA’s No
Private Funds 11 9

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pooled investment vehicles

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

104M 89M 74M 59M 44M 30M 15M
2025
Discretionary
Non-discretionary

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name RICHEY MAY & CO., LLP Filing Date01/27/2026 Form ADV-E View Report
Accounting Firm Name RICHEY, MAY & CO., LLP Filing Date01/02/2025 Form ADV-E View Report

Private Funds Structure

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Related Companies

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