STRATEGIC WEALTH MANAGEMENT, LLC
Company Profile
| AUM* | 176,404,360 27% |
| of that, discretionary | 176,404,360 50% |
| Number of Employees | 5 -17% |
| of those in investment advisory functions | 3 |
| Private Fund GAV* | 0 |
| Avg Account Size | 437,728 47% |
| High Net Worth | 37.07% -9% |
| SMA’s | Yes |
| Private Funds | 0 |
Adviser Type
- Large advisory firm
Client Types
- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Corporations or other businesses not listed above
Advisory Activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers
Compensation Arrangments
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
Disclosure Reporting
| 11.D(2) | Other regulator found violation |
| 11.H(1)(b) | Court found investment-related violation |
Recent News
Reported AUM
158M
135M
113M
90M
68M
45M
23M
2018
2019
2020
2021
2022
2023
2024
2025
2026
Private Funds
No private funds