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Company Profile

AUM* 117,360,392 5%
of that, discretionary 111,225,642 4%
Number of Employees 4 33%
of those in investment advisory functions 3
Private Fund GAV* 100,888,329
Avg Account Size 1,413,981 8%
High Net Worth 13.25% 21%
SMA’s No
Private Funds 5

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

111M 95M 79M 64M 48M 32M 16M
2017 2018 2019 2020 2021 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

Private Funds Structure

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